Curtiss Nancy G 4

4 · VIRTUS INVESTMENT PARTNERS, INC. · Filed Jan 6, 2009

Form 4

Period: 2009-01-02

EVP, Operations

Transactions

Other
Stock Option (Right to Buy)
2009-01-02+3,824→ 3,824 total
Exercise: $31.38Exp: 2018-02-13→ Common Stock (3,824 underlying)
Other
Stock Option (Right to Buy)
2009-01-02+7,266→ 7,266 total
Exercise: $30.42Exp: 2018-03-05→ Common Stock (7,266 underlying)
Other
Restricted Stock Units
2009-01-02+1,529.997→ 1,529.997 total
→ Common Stock (1,529.997 underlying)
Other
Stock Option (Right to Buy)
2009-01-02+2,180→ 2,180 total
Exercise: $44.59Exp: 2012-06-25→ Common Stock (2,180 underlying)

Holdings

Footnotes (8)

[F1]Information regarding stock equivalents held under the Issuer's Savings and Investment Plan presented as of December 31, 2008.
[F2]The Restricted Stock Units ("RSUs") convert to common stock of the Issuer on a one-for-one basis.
[F3]These RSUs will cliff vest on February 13, 2011
[F4]These RSUs were previously granted to the Reporting Person under a Phoenix Companies, Inc. ("PNX") equity plan and, in connection with the spin-off by PNX of the Issuer, were converted into RSUs of the Issuer in accordance with the Employee Matters Agreement, dated December 18, 2008, between the Issuer and PNX.
[F5]This option is currently vested and exercisable.
[F6]These options were previously granted to the Reporting Person under a PNX equity plan and, in connection with the spin-off by PNX of the Issuer, were converted into options to purchase common stock of the Issuer in accordance with the Employee Matters Agreement, dated December 18, 2008, between the Issuer and PNX.
[F7]This option will vest in one-third increments on February 13, 2009, February 13, 2010, and February 13, 2011.
[F8]This option will vest in one-third increments on March 5, 2009, March 5, 2010, and March 5, 2011.

Documents

1 file