VIRTUS INVESTMENT PARTNERS, INC.·4

Jan 6, 8:14 PM ET

Neamtz Steven J 4

4 · VIRTUS INVESTMENT PARTNERS, INC. · Filed Jan 6, 2009

Insider Transaction Report

Form 4
Period: 2009-01-02
NEAMTZ J STEVEN
EVP, Retail Distribution
Transactions
  • Other

    Restricted Stock Units

    2009-01-02+2,191.2632,191.263 total
    Common Stock (2,191.263 underlying)
  • Other

    Restricted Stock Units

    2009-01-02+3,288.1673,288.167 total
    Common Stock (3,288.167 underlying)
  • Other

    Stock Option (Right to Buy

    2009-01-02+5,4775,477 total
    Exercise: $31.38Exp: 2018-02-13Common Stock (5,477 underlying)
Footnotes (6)
  • [F1]The Restricted Stock Units ("RSUs") convert to common stock of the Issuer on a one-for-one basis.
  • [F2]These RSUs will cliff vest on February 13, 2011.
  • [F3]These RSUs were previously granted to the Reporting Person under a Phoenix Companies, Inc. ("PNX") equity plan and, in connection with the spin-off by PNX of the Issuer, were converted into RSUs of the Issuer in accordance with the Employee Matters Agreement, dated December 18, 2008, between the Issuer and PNX.
  • [F4]These RSUs will cliff vest on March 5, 2011.
  • [F5]This option will vest in one-third increments on February 13, 2009, February 13, 2010, and February 13, 2011.
  • [F6]These options were previously granted to the Reporting Person under a PNX equity plan and, in connection with the spin-off by PNX of the Issuer, were converted into options to purchase common stock of the Issuer in accordance with the Employee Matters Agreement, dated December 18, 2008, between the Issuer and PNX.

Documents

1 file
  • 4
    c1692f4_ex.xmlPrimary