Heshmatpour Amir F 4

4 · NEONC TECHNOLOGIES HOLDINGS, INC. · Filed Apr 6, 2026

AI-generated summary of this filing

Updated Apr 7, 2026

NTHI 10% Owner Heshmatpour Amir F Buys Shares

What Happened

Heshmatpour Amir F, a 10% owner of NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI), made open‑market purchases of company common stock on April 2 and April 6, 2026. He acquired 20,000 shares on 2026‑04‑02 at $6.09 per share (reported value $121,798) and 5,000 shares on 2026‑04‑06 at $6.32 per share ($31,600). Total cash outlay reported for these transactions is $153,398. These were purchases (buying shares), which investors often view as a more informative signal than routine sales.

Key Details

Transaction dates and prices:
- 2026‑04‑02: Purchase (P) — 20,000 shares @ $6.09 (reported $121,798)
- 2026‑04‑06: Purchase (P) — 5,000 shares @ $6.32 ($31,600)
Total purchased: 25,000 shares for $153,398.
Shares owned after transaction: Not specified in the excerpt provided.
Filing: Report filed 2026‑04‑06 (covers transactions on 2026‑04‑02 and 2026‑04‑06); filing appears timely based on available dates.
Notable footnotes from the filing:
- F1: Aggregation note for shares purchased same date at different prices.
- F2: Weighted average purchase price disclosure; prices on that date ranged roughly $6.0219–$6.1579 per share.
- F3–F6: Clarify holdings through family members, entities (HCWG LLC, KIG LLC) and that the reporting person is sole member/manager of AFH Holding & Advisory, LLC; some shares are disclaimed as held by family or spouse except for pecuniary interest.

Context

This filing reflects direct open‑market purchases by a 10% owner (a large insider stake), not an option exercise or gift. Purchases by significant owners can be interpreted by retail investors as a demonstrable cash purchase of stock, but filings do not state the buyer’s motives.

Form 4

Period: 2026-04-02

DirectorPresident10% Owner

Transactions

Purchase
Common Stock
[F1][F2][F3]
2026-04-02$6.09/sh+20,000$121,798→ 3,012,000 total
Purchase
Common Stock
[F3]
2026-04-06$6.32/sh+5,000$31,600→ 3,017,000 total

Holdings

Footnotes (6)

[F1]The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.
[F2]Represents the weighted average purchase price. The Shares were purchased at prices ranging from $6.0219 to $6.1579 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
[F3]Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.
[F4]Such shares represent only Reporting Person's proportionate interest in HCWG LLC.
[F5]Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
[F6]Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.

Signature

/S/ AMIR F HESHMATPOUR|2026-04-06

1 file