SCHULTZ EDWARD CHRISTOPHER 4

What Happened

• Edward Christopher Schultz, Chief Financial Officer of Capstone Holding Corp. (CAPS), received a grant of 190,000 restricted stock units (RSUs) on March 30, 2026. The filing reports a per-share value of $0.65 and a total grant value of $123,310. This is an award/grant (compensation), not an open-market purchase or sale.

Key Details

• Transaction date: 2026-03-30; Form 4 filed: 2026-04-01 (filed within the standard two-business-day reporting window).
• Grant details: 190,000 RSUs at $0.65 per share; total reported value $123,310 (derivative instrument).
• Vesting: RSUs vest in full on March 30, 2029 (three-year cliff), subject to continued service through that date (per footnote).
• Shares owned after the transaction: not specified in the provided filing excerpt.
• Transaction code: A = Award/Grant (derivative security: RSUs).

Context

• RSUs are a form of compensation that convert to shares only upon vesting; they are generally granted as retention or incentive pay and do not indicate an immediate market bet by the insider.
• Because this is a grant (not a purchase or sale), it’s primarily relevant as executive compensation and potential future share dilution when/if the RSUs vest.