Dominari Holdings Inc.·4

Mar 24, 9:23 PM ET

Hayes Anthony 4

4 · Dominari Holdings Inc. · Filed Mar 24, 2026

Research Summary

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Dominari (DOMH) CEO Hayes Anthony Receives 3,000,000-Share Award

What Happened
Hayes Anthony, CEO and Director of Dominari Holdings Inc. (DOMH), received an award of 3,000,000 shares of common stock (transaction code A). No cash price per share or total dollar value is reported in the Form 4; the grant was issued to Mr. Anthony on March 18, 2026 after earlier approvals and registration steps.

Key Details

  • Transaction date(s): Grant approved Jan 7, 2026 (grant date); shareholder approval for the plan amendment occurred March 4, 2026; shares registered on Form S-8 March 13, 2026; shares issued March 18, 2026. Form 4 filed March 24, 2026.
  • Price: N/A (shares awarded; no purchase price disclosed).
  • Shares acquired: 3,000,000 common shares.
  • Shares owned after transaction: Not disclosed in the provided filing excerpt.
  • Notable footnote: F1 explains the grant was subject to shareholder approval of an amendment to the 2022 Equity Incentive Plan and S-8 registration before issuance.
  • Timeliness: The Form 4 was filed on March 24 covering actions completed by March 18 (Period of Report March 4); this filing appears late relative to the typical Form 4 reporting window.

Context
This was an equity award under Dominari’s 2022 Equity Incentive Plan, not an open-market buy or sale. Such grants are commonly used to align executive incentives with shareholder value; they don’t by themselves indicate a buy/sell signal. The delay in filing can reduce short-term transparency for investors and is worth noting when tracking insider activity.

Insider Transaction Report

Form 4
Period: 2026-03-04
Hayes Anthony
DirectorCEO
Transactions
  • Award

    Common Stock

    [F1]
    2026-03-04+3,000,0004,750,873 total
Footnotes (1)
  • [F1]On January 7, 2026, the Reporting Person was granted 3,000,000 shares of common stock pursuant to the 2022 Equity Incentive Plan. The grant was originally subject to stockholder approval of an amendment to the 2022 Equity Incentive Plan, which was obtained on March 4, 2026, and registration of the shares on Form S-8, which occurred on March 13, 2026. On March 18, 2026, the shares were issued to Reporting Person.
Signature
/s/ Anthony Hayes|2026-03-24

Documents

1 file
  • 4
    ownership.xmlPrimary