GAXOS.AI INC.·4

Mar 23, 8:01 PM ET

Feldman Roman 4

4 · GAXOS.AI INC. · Filed Mar 23, 2026

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GAXOS.AI (GXAI) Director Roman Feldman Receives 25,000-Share Award

What Happened
Roman Feldman, a director of GAXOS.AI (GXAI), received a grant/award for 25,000 derivative shares (reported as $0.00 per share) on March 20, 2026. The filing shows this was an award under the issuer’s 2022 Equity Incentive Plan and no cash was paid on grant.

Key Details

  • Transaction date: 2026-03-20. Report filed: 2026-03-23 (filed within required timeframe).
  • Transaction type/code: A (Grant/Award; derivative security). Reported price per share: $0.00 (no cash paid on grant).
  • Shares acquired: 25,000 option/derivative shares.
  • Shares owned after transaction: not specified in the provided Form 4.
  • Footnote: F1 — Options were issued under the 2022 Equity Incentive Plan and 100% of the shares subject to the option vest on the one‑year anniversary of the grant (single‑cliff vesting).
  • No indication of immediate sale or cashless exercise in this filing.

Context
This was a compensatory award (derivative/options) rather than an open‑market purchase or sale, so it does not represent an immediate cash investment or divestment. The one‑year cliff vest means Feldman cannot realize these shares for at least a year (subject to plan terms). Such grants are common for directors as part of long‑term compensation; they don't necessarily signal near‑term trading intent.

Insider Transaction Report

Form 4
Period: 2026-03-20
Transactions
  • Award

    Employee Stock Option (right to buy)

    [F1]
    2026-03-20+25,00050,000 total
    Exercise: $1.32From: 2027-03-20Exp: 2031-03-20Common Stock (25,000 underlying)
Footnotes (1)
  • [F1]The options were issued pursuant to the Issuer's 2022 Equity Incentive Plan and one hundred percent (100%) of the shares subject to the option shall vest on the one (1)-year anniversary of the date of grant.
Signature
/s/ Roman Feldman|2026-03-23

Documents

1 file
  • 4
    ownership.xmlPrimary