Gebbia Gloria E 4
4 · SIEBERT FINANCIAL CORP · Filed Mar 12, 2026
Research Summary
AI-generated summary of this filing
Siebert Financial (SIEB) 10% Owner Gloria Gebbia Gifts 6,000 Shares
What Happened
Gloria E. Gebbia, a reported 10% owner of Siebert Financial Corp (SIEB), reported a gift of 6,000 shares on 2026-03-09 (transaction code G). The shares were transferred as a gift (reported price $0.00), producing $0 in proceeds. The filing notes the Reporting Person does not directly own shares; the gift reduced her indirect holdings in the family trust.
Key Details
- Transaction date: 2026-03-09; Form 4 filed: 2026-03-12.
- Transaction type/code: Gift (G); price per share reported $0.00; total proceeds $0.
- Shares transferred: 6,000 (disposed by gift).
- Shares owned after transaction: Reporting Person indirectly owns 9,827,494 shares held by the John J & Gloria E Gebbia Living Trust. The Reporting Person does not directly own any shares.
- Notable footnotes: (F2) the shares were held and gifted by the John J & Gloria E Gebbia Trust; (F3) the Reporting Person is part of a family control group that made the gift and disclaims beneficial ownership except for pecuniary interest.
- Timeliness: The Form 4 was filed three days after the transaction date (filed 2026-03-12 for a 2026-03-09 transfer), which likely missed the standard two-business-day filing window.
Context
Gifts are non-market transfers and generally do not signal the insider's view on the stock price. This filing reflects a trust/control-group transfer rather than an open-market sale or purchase. As a 10% owner and member of a family control group, the Reporting Person's disclosure focuses on indirect holdings and legal ownership arrangements rather than executive trading activity.
Insider Transaction Report
- Gift
Common Stock, $0.01 par value per share
[F2]2026-03-09−6,000→ 9,827,494 total(indirect: See footnote)
- 0
Common Stock, $0.01 par value per share
[F1] - 17,068,103(indirect: Control Group)
Common Stock, $0.01 par value per share
[F3]
Footnotes (3)
- [F1]The Reporting Person does not directly own any shares of Issuer common stock.
- [F2]The Reporting Person and the Reporting Person's husband, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 6,000 shares of Issuer common stock to individuals which resulted in a net decrease of 6,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,827,494 shares of Issuer common stock owned by the Gebbia Living Trust.
- [F3]The Reporting Person is part of a control group consisting of family members of the Reporting Person. Members of the control group gifted 6,000 shares of issuer common stock to individuals not included within the control group, which resulted in a net decrease of 6,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.