Gebbia John J 4
Accession 0001213900-26-006700
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 4:30 PM ET
Size
8.0 KB
Accession
0001213900-26-006700
Research Summary
AI-generated summary of this filing
Siebert Financial (SIEB) 10% Owner John J. Gebbia Gifts 140,000 Shares
What Happened John J. Gebbia, reported as a 10% owner of Siebert Financial Corp (SIEB), made a gift of 140,000 shares of common stock on January 20, 2026. The shares were disposed with a $0.00 sale price (gift), so there were no sale proceeds. The Form 4 was filed on January 22, 2026.
Key Details
- Transaction date: 2026-01-20; Form 4 filed: 2026-01-22.
- Transaction type: Gift (code G); 140,000 shares disposed at $0.00.
- Shares owned after transaction (indirect): 9,833,494 shares held indirectly via the Gebbia Living Trust (per footnote). The reporting person does not directly own any shares.
- Footnote disclosures: (1) reporting person has no direct holdings; (2) prior underreporting of 403,780 shares relating to warrants issued May 22, 2023; (3) the Gebbia Living Trust made the 140,000-share gift that produced the net decrease; (4) a broader family control group also had a net decrease of 143,000 shares from gifts.
- No indication in the filing that the transaction was part of a 10b5-1 plan or involved tax withholding.
Context Gifts of shares are transfers for estate/planning or personal reasons and do not necessarily indicate the insider’s view of the company’s prospects. As a 10% owner, Gebbia’s holdings are largely indirect through a family trust; this filing mainly updates ownership and corrects previously omitted warrant-related shares.
Insider Transaction Report
- Gift
Common Stock, $0.01 par value per share
[F2][F3]2026-01-20−140,000→ 9,833,494 total(indirect: See footnote)
- 0
Common Stock, $0.01 par value per share
[F1] - 17,074,103(indirect: Control Group)
Common Stock, $0.01 par value per share
[F2][F4]
Footnotes (4)
- [F1]The Reporting Person does not directly own any shares of Issuer common stock.
- [F2]The Reporting Person's indirect ownership of Issuer common stock was previously underreported by 403,780 shares. These shares represent shares of Issuer common stock underlying a warrant issued by the Reporting Person to BCW Securities LLC, a Delaware limited liability company on May 22, 2023, which were previously omitted from the Reporting Persons' beneficial ownership.
- [F3]The Reporting Person and the Reporting Person's husband, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 140,000 shares of Issuer common stock to family members and subsequent transactions resulted in a net decrease of 140,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,833,494 shares of Issuer common stock owned by the Gebbia Living Trust.
- [F4]The Reporting Person is part of a control group consisting of family members of the Reporting Person. Members of the control group gifted 143,000 shares of issuer common stock to family members and others included and not included within the control group, and subsequent transactions resulted in a net decrease of 143,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
Signature
Documents
Issuer
SIEBERT FINANCIAL CORP
CIK 0000065596
Related Parties
1- filerCIK 0001813372
Filing Metadata
- Form type
- 4
- Filed
- Jan 21, 7:00 PM ET
- Accepted
- Jan 22, 4:30 PM ET
- Size
- 8.0 KB