TAGLICH ROBERT 4

Accession 0001213900-26-006241

CIK 0001009891other

Filed

Jan 20, 7:00 PM ET

Accepted

Jan 21, 4:42 PM ET

Size

19.8 KB

Accession

0001213900-26-006241

AI-generated summary of this filing

Updated Jan 21, 2026

AIR Industries (AIRI) 10% Owner Robert Taglich Buys and Sells Shares

What Happened

Robert Taglich, a 10% owner of Air Industries Group (AIRI) and Managing Director of Taglich Brothers, reported related-party transactions on January 5, 2026. He acquired 11,998 shares at $2.84 each (cost $34,074) and disposed of 23,996 shares at $2.84 each (proceeds $68,149). Net on the day: a disposition of 11,998 shares.
These transactions are coded as "J" (other acquisition/disposition involving related parties), not open-market buys/sells.

Key Details

Transaction date: 2026-01-05; Price: $2.84 per share.
Acquired: 11,998 shares for $34,074. Disposed: 23,996 shares for $68,149.
Shares owned after the transactions: not specified in the Form 4 filing.
Footnotes of note:
- F1: Taglich Brothers, Inc. (of which Robert is Managing Director) sold 11,998 shares to Robert and 11,998 shares to Michael Taglich.
- F2: References a vesting schedule (5,000 shares vests 12/31/2025; 2,500 on 2/28/2026; 2,500 on 5/31/2026).
- F3: “Exercisable in full.”
- F4–F5: Discuss conversion of issuer notes (6% convertible notes received via amendment to 8% notes) and accrued interest through 12/31/2020; F5 excludes interest accrued after 12/31/2020.
Filing timeliness: The Form 4 was filed on 2026-01-21, 16 days after the Jan 5 transactions — later than the typical 2-business-day reporting requirement, reducing the timeliness of public disclosure.

Context

Code J indicates related-party transfers rather than open-market trades; F1 confirms the transfers involved Taglich Brothers and a family member (Michael Taglich).
As a 10% owner, Robert’s transactions reflect principal-level transfers and related-party dealings rather than routine executive compensation trades. The filing contains additional notes about vesting and convertible-note conversions that may relate to other holdings or past transactions.

Form 4

Period: 2026-01-05

Director10% Owner

Transactions

Other
Common Stock
[F1]
2026-01-05$2.84/sh+11,998$34,074→ 287,737 total
Other
Common Stock
[F1]
2026-01-05$2.84/sh−23,996$68,149→ 0 total(indirect: See Note)

Holdings

Stock Options
[F3]
Exercise: $3.50Exp: 2028-05-31→ Common Stock (1,000 underlying)
1,000
Stock Options
[F2]
Exercise: $3.00Exp: 2030-11-30→ Common Stock (10,000 underlying)
10,000
Stock Options
[F3]
Exercise: $3.75Exp: 2029-08-31→ Common Stock (10,000 underlying)
10,000
Stock Options
[F3]
Exercise: $3.43Exp: 2028-06-30→ Common Stock (2,120 underlying)
2,120
Stock Option
[F3]
Exercise: $8.40Exp: 2027-04-30→ Common Stock (1,000 underlying)
1,000
Stock Option
[F3]
Exercise: $13.20Exp: 2027-12-31→ Common Stock (1,000 underlying)
1,000
Stock Option
[F3]
Exercise: $23.80Exp: 2026-12-31→ Common Stock (1,000 underlying)
1,000
Convertible Notes
[F4][F5]
Exercise: $15.00From: 2018-09-30Exp: 2026-07-01→ Common Stock (50,772 underlying)
Convertible Notes
[F5]
Exercise: $9.30From: 2019-01-15Exp: 2026-07-01→ Common Stock (110,323 underlying)
Convertible Notes
[F5]
Exercise: $15.00From: 2018-09-30Exp: 2026-07-01→ Common Stock (7,812 underlying)

Footnotes (5)

[F1]Taglich Brothers, Inc., of which the Reporting Person is Managing Director, sold 11,998 shares to the Reporting Person and 11,998 shares to Michael Taglich.
[F2]Vests as to 5,000 shares on December 31, 2025, 2,500 shares on February 28, 2026 and 2,500 shares on May 31, 2026.
[F3]Exercisable in full.
[F4]Represents Issuer's 6% convertible notes received pursuant to amendment to Issuer's 8% convertible notes and includes accrued interest through December 31, 2020.
[F5]Includes accrued interest on the Notes through December 31, 2020 and the shares that would be issued upon conversion for the interest accrued through December 31, 2020. Does not include shares to be issued upon conversion for interest accrued after December 31, 2020.

Signature

/s/ Robert F. Taglich|2026-01-21

1 file

AIR INDUSTRIES GROUP

CIK 0001009891

Entity typeother