Home/Filings/4/0001213900-26-006172
4//SEC Filing

Fisher Alan 4

Accession 0001213900-26-006172

CIK 0001191070other

Filed

Jan 20, 7:00 PM ET

Accepted

Jan 21, 4:01 PM ET

Size

5.9 KB

Accession

0001213900-26-006172

Research Summary

AI-generated summary of this filing

Updated

Neuphoria (NEUP) Director Alan Fisher Receives 17,073 RSU Award

What Happened Alan Fisher, a director of Neuphoria Therapeutics, was granted 17,073 restricted stock units (RSUs) on 2026-01-20. The grant is reported as an award/acquisition (derivative) at $0.00 per unit — RSUs are a contingent right to receive one share each if vesting conditions are met. This is a compensation award rather than a purchase or sale.

Key Details

  • Transaction date: 2026-01-20; Form 4 filed 2026-01-21 (timely; within required reporting window).
  • Instrument and amount: 17,073 RSUs granted; reported price $0.00 (derivative award).
  • Shares owned after transaction: not specified in the provided filing details.
  • Footnotes:
    • F1: Each RSU converts into one common share upon vesting.
    • F2: Grant made under the Company’s Board of Directors annual remuneration policy.
    • F3: Vesting conditioned on continuous service through the earlier of (a) the day prior to the next annual shareholder meeting (expected by Dec 15, 2026) or (b) the effective date of a Change in Control.
  • Filing timeliness: Appears timely (filed the day after the grant).

Context RSU awards are a common form of executive/director compensation and do not involve immediate cash changing hands or indicate an insider purchase/sale. Vesting conditions mean these units convert to shares only if Fisher remains in service (or upon a change in control, per the footnote). These grants are typically routine annual compensation and should be interpreted as such unless followed by further transactions (vesting, sales, or exercises).

Insider Transaction Report

Form 4
Period: 2026-01-20
Fisher Alan
Director
Transactions
  • Award

    Restricted Stock Units

    [F1][F2][F3]
    2026-01-20+17,07330,731 total
    Common Stock (17,073 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.
  • [F2]The grant of RSUs is pursuant to the Company's Board of Directors annual remuneration policy.
  • [F3]Subject to the Reporting Person's continuous service to the Company through the first of the following dates: (a) the day prior to the Company' next annual shareholder meeting (which is expected to be no later than December 15, 2026) or (b) the effective date of a Change in Control of the Company, the RSUs shall fully vest.
Signature
/s/ Elaine Wangsawidjaja, Attorney-in-Fact for Alan Fisher|2026-01-21

Documents

1 file

Issuer

Neuphoria Therapeutics Inc.

CIK 0001191070

Entity typeother

Related Parties

1
  • filerCIK 0002028654

Filing Metadata

Form type
4
Filed
Jan 20, 7:00 PM ET
Accepted
Jan 21, 4:01 PM ET
Size
5.9 KB