4//SEC Filing
Epstein Adam Zachary 4
Accession 0001213900-26-005868
CIK 0001849221other
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 9:03 PM ET
Size
11.9 KB
Accession
0001213900-26-005868
Insider Transaction Report
Form 4
Epstein Adam Zachary
Director
Transactions
- Other
Series AA Preferred Stock
[F1][F2]2026-01-15−77,580→ 0 total(indirect: By Blue Opportunity Fund, LP) - Other
Common Stock
[F3][F4][F2]2026-01-15+961,093→ 961,093 total(indirect: By Blue Opportunity Fund, LP) - Other
Series AA Preferred Stock
[F5][F6]2026-01-15−60,340→ 0 total(indirect: By MAZE Focus Fund LP) - Other
Common Stock
[F7][F4][F6]2026-01-15+747,517→ 747,517 total(indirect: By MAZE Focus Fund LP)
Footnotes (7)
- [F1]Conversion of shares of preferred stock of Issuer held directly by Blue Opportunity Fund LP ("Blue"), which was automatically convertible into shares of common stock of Issuer pursuant to the provisions of the Certificate of Designation of the 12% Series AA Convertible Preferred Stock, as amended.
- [F2]Reporting Person is the managing member of MAZE Investments LLC, which is the general partner of Blue, and has sole investment and dispositive power over such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
- [F3]Shares acquired pursuant to the automatic conversion of 12% Series AA Convertible Preferred Stock. See also footnotes 1 and 4.
- [F4]The 12% Series AA Convertible Preferred Stock automatically converted into common stock at the original purchase price of the Series AA Preferred Stock divided by $0.46822 for a conversion rate of $12.388 per share.
- [F5]Conversion of shares of preferred stock of Issuer held directly by MAZE Focus Fund LC ("Focus"), which was automatically convertible into shares of common stock of Issuer pursuant to the provisions of the Certificate of Designation of the 12% Series AA Convertible Preferred Stock, as amended.
- [F6]Reporting Person is the managing member of MAZE Investments LLC, which is the general partner of Focus, and has sole investment and dispositive power over such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
- [F7]Shares acquired pursuant to the automatic conversion of 12% Series AA Convertible Preferred Stock. See also footnotes 5 and 4.
Signature
/s/ Adam Epstein|2026-01-20
Documents
Issuer
Perfect Moment Ltd.
CIK 0001849221
Entity typeother
Related Parties
1- filerCIK 0002071026
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 9:03 PM ET
- Size
- 11.9 KB