4//SEC Filing
Gottschalk Jane 4
Accession 0001213900-26-005866
CIK 0001849221other
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 9:00 PM ET
Size
11.0 KB
Accession
0001213900-26-005866
Insider Transaction Report
Form 4
Gottschalk Jane
DirectorPresident10% Owner
Transactions
- Other
Series AA Preferred Stock
[F1][F2]2025-01-15−344,797→ 0 total(indirect: By Joachim Gottshcalk & Associates Ltd.) - Other
Common Stock
[F3][F4][F2]2026-01-15+4,271,486→ 6,335,933 total(indirect: By Joachim Gottschalk & Associates Ltd.)
Holdings
- 3,479,491(indirect: By Fermain Limited.)
Common Stock
[F5] - 774,722(indirect: By Spouse)
Common Stock
[F6] - 566,600
Common Stock
Footnotes (6)
- [F1]Conversion of shares of preferred stock of Issuer held by Joachim Gottschalk and Associates, which was automatically convertible into shares of common stock of Issuer pursuant to the provisions of the Certificate of Designation of the 12% Series AA Convertible Preferred Stock, as amended.
- [F2]The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from Reporting Person as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
- [F3]Shares acquired pursuant to the automatic conversion of 12% Series AA Convertible Preferred Stock. See also footnotes 1 and 4.
- [F4]The 12% Series AA Convertible Preferred Stock automatically converted into common stock at the original purchase price of the Series AA Preferred Stock divided by $0.46822 for a conversion rate of $12.388 per share.
- [F5]Fermain Limited ("Fermain") is controlled by the Reporting Person and her spouse, Max Gottschalk, each of whom shares voting and dispositive control over shares held by Fermain with no single person controlling investment or voting decisions with respect to such shares. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.
- [F6]The Reporting Person and her spouse, Max Gottschalk, each share voting and dispositive control over the shares of common stock beneficially owned by the other.
Signature
/s/ Jane Gottschalk|2026-01-20
Documents
Issuer
Perfect Moment Ltd.
CIK 0001849221
Entity typeother
Related Parties
1- filerCIK 0002009182
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 9:00 PM ET
- Size
- 11.0 KB