4//SEC Filing
Gottschalk Max 4
Accession 0001213900-26-005864
CIK 0001849221other
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 8:59 PM ET
Size
11.0 KB
Accession
0001213900-26-005864
Insider Transaction Report
Form 4
Gottschalk Max
Director10% Owner
Transactions
- Other
Series AA Preferred Stock
[F1][F2]2026-01-15−344,797→ 0 total(indirect: By Joachim Gottschalk & Associates Ltd.) - Other
Common Stock
[F3][F4][F2]2026-01-15+4,271,486→ 6,335,933 total(indirect: By Joachim Gottshcalk & Associates Ltd.)
Holdings
- 3,479,491(indirect: By Fermain Limited.)
Common Stock
[F5] - 774,722
Common Stock
- 566,600(indirect: By Spouse)
Common Stock
[F6]
Footnotes (6)
- [F1]Conversion of shares of preferred stock of Issuer held by Joachim Gottschalk and Associates, which was automatically convertible into shares of common stock of Issuer pursuant to the provisions of the Certificate of Designation of the 12% Series AA Convertible Preferred Stock, as amended.
- [F2]The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
- [F3]Shares acquired pursuant to the automatic conversion of 12% Series AA Convertible Preferred Stock. See also footnotes 1 and 4.
- [F4]The 12% Series AA Convertible Preferred Stock automatically converted into common stock at the original purchase price of the Series AA Preferred Stock divided by $0.46822 for a conversion rate of $12.388 per share.
- [F5]Fermain Limited ("Fermain") is controlled by Reporting Person and his spouse, Jane Gottschalk, who share voting and dispositive control over Fermain's shares with no single person controlling investment or voting decisions with respect to such shares. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, if any. Inclusion of shares owned by Fermain shall not be deemed an admission that the Reporting Person is a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended..
- [F6]Shares owned by Reporting Person's spouse Jane Gottschalk. Reporting Person and his spouse each share voting and dispositive control over the shares of common stock beneficially owned by the other.
Signature
/s/ Max Gottschalk|2026-01-20
Documents
Issuer
Perfect Moment Ltd.
CIK 0001849221
Entity typeother
Related Parties
1- filerCIK 0002009228
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 8:59 PM ET
- Size
- 11.0 KB