Estes Ronald E. 4
4 · Trinity Capital Inc. · Filed Jun 9, 2025
Insider Transaction Report
Form 4
Estes Ronald E.
Director
Transactions
- Purchase
Common Stock
2024-11-01$13.50/sh+300$4,050→ 25,635.696 total - Purchase
Common Stock
2025-06-05$14.35/sh+1,000$14,346→ 26,635.696 total
Holdings
- 8,837(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.
- [F2]Amended filing to correct a scrivener's error in the Form 4, filed on November 4, 2024 (the "Original Form 4") reporting the transaction. The Original Form 4 inadvertently reported that Mr. Estes acquired 500 shares at the price of $13.50, and this amended Form 4 corrects the reporting to reflect the correct number of shares acquired in that transaction and the correct amount of shares beneficially owned following the reported transaction. All other information in the Original Form 4 remains accurate and unchanged.