Home/Filings/4/0001213900-24-104724
4//SEC Filing

Griffin Kevin 4

Accession 0001213900-24-104724

CIK 0001772720other

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 7:14 PM ET

Size

7.6 KB

Accession

0001213900-24-104724

Insider Transaction Report

Form 4
Period: 2024-11-27
Transactions
  • Purchase

    Common Stock

    2024-11-27$2.37/sh+10,000$23,653448,125 total(indirect: See Footnotes)
Holdings
  • Common Stock

    (indirect: See Footnotes)
    264,583
  • Common Stock

    39,100
Footnotes (3)
  • [F1]Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.
  • [F2]Includes shares of common stock managed by MGG Investment Group, LP ("MGG"), that allocates to various held funds of which the reporting person is the Chief Executive Officer and Chief Investment Officer. Notwithstanding his dispositive and voting control over such shares, Mr. Griffin disclaims beneficial ownership of the shares of common stock and warrants held by MGG, except to the extent of his proportionate pecuniary interest therein.
  • [F3]Includes shares of common stock issuable upon exercise of warrants held by MGG , of which the reporting person is the Chief Executive Officer and Chief Investment Officer. Notwithstanding his dispositive and voting control over such shares, Mr. Griffin disclaims beneficial ownership of the shares of common stock and warrants held by MGG, except to the extent of his proportionate pecuniary interest therein.

Issuer

SPRUCE POWER HOLDING CORP

CIK 0001772720

Entity typeother

Related Parties

1
  • filerCIK 0001766124

Filing Metadata

Form type
4
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 7:14 PM ET
Size
7.6 KB