Brombach Theodore J 4

Accession 0001213900-24-089407

CIK 0001855474other

Filed

Oct 20, 8:00 PM ET

Accepted

Oct 21, 9:34 PM ET

Size

21.3 KB

Accession

0001213900-24-089407

Form 4

Period: 2024-10-17

Other

Transactions

Other
Class A Common Stock
2024-10-17+153,626→ 153,626 total(indirect: By LLC)
Other
Class A Common Stock
2024-10-17−3,481,337→ 0 total(indirect: By LLC)
Other
Private Placement Warrants
2024-10-17+584,470→ 584,470 total
Exercise: $11.50From: 2024-04-13Exp: 2029-03-14→ Class A Common Stock (584,470 underlying)
Other
Private Placement Warrants
2024-10-17−2,725,000→ 0 total(indirect: By LLC)
Exercise: $11.50From: 2024-04-13Exp: 2029-03-14→ Class A Common Stock (2,725,000 underlying)
Other
Private Placement Warrants
2024-10-17+120,250→ 120,250 total(indirect: By LLC)
Exercise: $11.50From: 2024-04-13Exp: 2029-03-14→ Class A Common Stock (120,250 underlying)
Other
Class A Common Stock
2024-10-17+746,694→ 773,066 total

10% Owner

Transactions

Other
Class A Common Stock
2024-10-17−3,481,337→ 0 total(indirect: By LLC)
Other
Class A Common Stock
2024-10-17+746,694→ 773,066 total
Other
Class A Common Stock
2024-10-17+153,626→ 153,626 total(indirect: By LLC)
Other
Private Placement Warrants
2024-10-17−2,725,000→ 0 total(indirect: By LLC)
Exercise: $11.50From: 2024-04-13Exp: 2029-03-14→ Class A Common Stock (2,725,000 underlying)
Other
Private Placement Warrants
2024-10-17+120,250→ 120,250 total(indirect: By LLC)
Exercise: $11.50From: 2024-04-13Exp: 2029-03-14→ Class A Common Stock (120,250 underlying)
Other
Private Placement Warrants
2024-10-17+584,470→ 584,470 total
Exercise: $11.50From: 2024-04-13Exp: 2029-03-14→ Class A Common Stock (584,470 underlying)

Footnotes (6)

[F1]Reflects a pro-rata distribution in-kind by XMS XPDI Sponsor II Holdings LLC to its members for no consideration (the "Distribution").
[F2]Represent securities acquired in the Distribution.
[F3]The reported securities include 163,031 shares subject to vesting pursuant to that certain Sponsor Support Agreement, dated as of June 5, 2023 (the "Sponsor Support Agreement").
[F4]The reported securities include 33,542 shares subject to vesting pursuant to the Sponsor Support Agreement.
[F5]Theodore J. Brombach and John Yogi Spence are the managing members of XMS XPDI Sponsor II Holdings LLC. Accordingly, all of the shares held by XMS XPDI Sponsor II Holdings LLC may be deemed to be beneficially owned by each of the foregoing individuals. Each such person disclaims beneficial ownership of these securities, except to the extent, if any, of their pecuniary interest therein.
[F6]Theodore J. Brombach and John Yogi Spence are each 50% owners and the managing members of XMS Holdings LLC. As a result, all of the shares held by XMS Holdings LLC may be deemed to be beneficially owned by each of the foregoing individuals. Each such person disclaims beneficial ownership of these securities, except to the extent, if any, of their pecuniary interest therein.

Documents

2 files

Montana Technologies Corp.

CIK 0001855474

Entity typeother