4//SEC Filing
KELLEHER THOMAS J /ADV 4
Accession 0001213900-24-049699
CIK 0001464790other
Filed
Jun 3, 8:00 PM ET
Accepted
Jun 4, 4:30 PM ET
Size
10.3 KB
Accession
0001213900-24-049699
Insider Transaction Report
Form 4
KELLEHER THOMAS J /ADV
President
Transactions
- Tax Payment
Common Stock
2024-05-31$24.81/sh−11,254$279,212→ 151,120 total
Holdings
- 902,288(indirect: See note)
Common Stock
- 3,405(indirect: By daughter)
Common Stock
- 3,405(indirect: By daughter)
Common Stock
- 34,118(indirect: See note)
Common Stock
- 5,600(indirect: By Spouse)
Common Stock
- 3,405(indirect: By daughter)
Common Stock
Footnotes (7)
- [F1]Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 31, 2021 and May 24, 2022.
- [F2]Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust.
- [F3]Held by self-directed IRA: Thomas John Kelleher IRA.
- [F4]Held with dispositive power for wife.
- [F5]Held with dispositive power for a daughter.
- [F6]Held with dispositive power for a daughter.
- [F7]Held with dispositive power for a daughter.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0000216309
Filing Metadata
- Form type
- 4
- Filed
- Jun 3, 8:00 PM ET
- Accepted
- Jun 4, 4:30 PM ET
- Size
- 10.3 KB