4//SEC Filing
Young Kenneth M 4
Accession 0001213900-24-024053
CIK 0001464790other
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 4:30 PM ET
Size
9.1 KB
Accession
0001213900-24-024053
Insider Transaction Report
Form 4
Young Kenneth M
Director
Transactions
- Award
Common Stock
2023-06-30$39.08/sh+379$14,812→ 231,329 total - Award
Common Stock
2023-12-29$17.84/sh+260$4,638→ 231,589 total - Tax Payment
Common Stock
2024-03-15$17.56/sh−2,068$36,314→ 229,521 total
Holdings
- 32,085(indirect: See Note)
Common Stock
Footnotes (3)
- [F1]Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c ).
- [F2]Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on February 24, 2023.
- [F3]Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0001365572
Filing Metadata
- Form type
- 4
- Filed
- Mar 18, 8:00 PM ET
- Accepted
- Mar 19, 4:30 PM ET
- Size
- 9.1 KB