4//SEC Filing
Ahn Phillip J. 4
Accession 0001213900-24-020548
CIK 0001464790other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 6:56 PM ET
Size
8.3 KB
Accession
0001213900-24-020548
Insider Transaction Report
Form 4
Ahn Phillip
CFO and COO
Transactions
- Award
Common Stock
2023-12-29$17.84/sh+1$18→ 279,252 total - Award
Common Stock
2023-06-30$39.08/sh+543$21,222→ 279,251 total - Award
Common Stock
2024-03-04+41,543→ 320,795 total
Footnotes (2)
- [F1]Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3 (c).
- [F2]Represents a restricted stock unit award that settles in common stock of the Company and vests in three equal installments on March 15, 2025, March 15, 2026 and March 15, 2027.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0001574572
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 6:56 PM ET
- Size
- 8.3 KB