Fong Christian S. 4
4 · SPRUCE POWER HOLDING CORP · Filed Jan 8, 2024
Insider Transaction Report
Form 4
Fong Christian S.
DirectorPresident and CEO
Transactions
- Tax Payment
Common Stock
2024-01-03$4.42/sh−2,042$9,026→ 179,019 total
Holdings
- 75(indirect: Note)
Common Stock
- 20,000(indirect: Note)
Common Stock
Footnotes (4)
- [F1]The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on January 3, 2024. The applicable RSUs were reported on the Form 4 filed September 13, 2022.
- [F2]Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.
- [F3]The shares are held by the reporting person's sons, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his sons, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons' shares for purposes of Section 16 or for any other purpose.
- [F4]The shares are held by a revocable family trust. The reporting person disclaims beneficial ownership of the shares held by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of this trust's shares for purposes of Section 16 or for any other purpose.