Wool Kyle Michael 4

4 · Dominari Holdings Inc. · Filed Dec 14, 2023

Form 4

Period: 2023-12-12

DirectorPresident

Transactions

Purchase
Common Stock
2023-12-12$2.02/sh+2,000$4,037→ 2,000 total(indirect: By IRA)
Purchase
Common Stock
2023-12-12$2.04/sh+2,000$4,086→ 4,000 total(indirect: By IRA)

Holdings

Footnotes (7)

[F1]Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.
[F2]The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
[F3]The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
[F4]Of the 818,858 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu.
[F5]Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
[F6]Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
[F7]Ms. Yu is the sole member of Dongam, LLC.

Documents

1 file