4//SEC Filing
Simanson Gary A 4
Accession 0001213900-23-065067
CIK 0001815753other
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 4:38 PM ET
Size
11.4 KB
Accession
0001213900-23-065067
Insider Transaction Report
Form 4
Simanson Gary A
DirectorPresident and CEO10% Owner
Transactions
- Conversion
Class A Common Stock
2023-08-07+10,349,999→ 11,353,000 total(indirect: See footnote) - Conversion
Class B Common Stock
2023-08-07−10,349,999→ 1 total(indirect: See footnote)→ Class A Common Stock (10,349,999 underlying)
Holdings
- 100,000
Class A Common Stock
Footnotes (4)
- [F1]The shares of Class B common stock of the Issuer are convertible into shares of Class A common stock on a one-for-one basis. The Class B common stock has no expiration date. On August 7, 2023, the reporting person elected to convert 10,349,999 shares of Class B common stock held by it into 10,349,999 shares of Class A common stock.
- [F2]Includes 1,003,000 shares of Class A common stock underlying private placement units (each unit consisting of one share of Class A common stock and one-fifth of one warrant, each whole warrant exercisable to purchase one share of Class A common stock) held by TBCP III, LLC (the "Sponsor"), acquired in connection with the Issuer's initial public offering.
- [F3]Represents Class A Common Stock underlying the 100,000 units purchased by Mr. Simanson, the President and Chief Executive Officer of the Issuer, in connection with the Issuer's initial public offering. Each unit consists of one Class A Common Stock and one-fifth of one warrant, each whole warrant entitling the holder to purchase one share of Class A Common Stock at $11.50 per share.
- [F4]The Sponsor is the record holder of the securities reported herein. Mr. Simanson is the managing member of the Sponsor and has sole voting and investment discretion with respect to the common stock held of record by the Sponsor. By virtue of this relationship, Mr. Simanson may be deemed to have beneficial ownership of the securities held of record by the Sponsor. Each such person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Documents
Issuer
Thunder Bridge Capital Partners III Inc.
CIK 0001815753
Entity typeother
Related Parties
1- filerCIK 0001339459
Filing Metadata
- Form type
- 4
- Filed
- Aug 8, 8:00 PM ET
- Accepted
- Aug 9, 4:38 PM ET
- Size
- 11.4 KB