4//SEC Filing
Griffin Kevin 4
Accession 0001213900-23-043930
CIK 0001772720other
Filed
May 29, 8:00 PM ET
Accepted
May 30, 2:59 PM ET
Size
7.7 KB
Accession
0001213900-23-043930
Insider Transaction Report
Form 4
Griffin Kevin
Director
Transactions
- Award
Common Stock
2023-05-25+202,812→ 312,804 total
Holdings
- 630,000(indirect: By MGG Investment Group, LP)
Common Stock
- 3,505,000(indirect: By MGG SF Drawdown Unlevered Fund II LP)
Common Stock
Footnotes (3)
- [F1]The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 25, 2024.
- [F2]Includes 3,505,000 shares of common stock held by MGG SF Drawdown Unlevered Fund II LP ("MGG Fund"), of which the reporting person is the Chief Executive Officer and Chief Investment Officer. Notwithstanding his dispositive and voting control over such shares, the reporting person disclaims beneficial ownership of the shares of our common stock held by MGG Fund, except to the extent of his proportionate pecuniary interest therein.
- [F3]Includes 630,000 shares of the issuer's common stock ("MGG Shares") in the aggregate owned directly by certain affiliates of MGG Investment Group, LP, a Delaware limited partnership ("MGG"), an affiliate of Spac Funding II, of which Mr. Griffin (a director of the issuer) is the Chief Executive Officer and Chief Investment Officer. Notwithstanding their dispositive and voting control over such MGG Shares, each of Mr. Griffin and Spac Funding II disclaim beneficial ownership of the securities held by MGG, except to the extent of his or its pecuniary interest therein.
Documents
Issuer
SPRUCE POWER HOLDING CORP
CIK 0001772720
Entity typeother
Related Parties
1- filerCIK 0001766124
Filing Metadata
- Form type
- 4
- Filed
- May 29, 8:00 PM ET
- Accepted
- May 30, 2:59 PM ET
- Size
- 7.7 KB