4//SEC Filing
U.N. SDG Support LLC 4
Accession 0001213900-23-028935
CIK 0001903392other
Filed
Apr 10, 8:00 PM ET
Accepted
Apr 11, 9:52 PM ET
Size
9.8 KB
Accession
0001213900-23-028935
Insider Transaction Report
Form 4
ClimateRockCLRCU
Ratelband Charles V
DirectorExecutive Chairman10% Owner
Transactions
- Conversion
Class B Ordinary Shares
2023-03-31−1,968,749→ 1 total(indirect: See footnote)→ Class A Ordinary Shares (1,968,749 underlying) - Conversion
Class A Ordinary Shares
2023-03-31+1,968,749→ 1,968,749 total(indirect: See footnote)
U.N. SDG Support LLC
10% Owner
Transactions
- Conversion
Class A Ordinary Shares
2023-03-31+1,968,749→ 1,968,749 total(indirect: See footnote) - Conversion
Class B Ordinary Shares
2023-03-31−1,968,749→ 1 total(indirect: See footnote)→ Class A Ordinary Shares (1,968,749 underlying)
Footnotes (2)
- [F1]Class B ordinary shares, par value $0.0001 per share ("Class B Ordinary Shares"), of the issuer are convertible into an equal number of Class A ordinary shares, par value $0.0001 per share ("Class A Ordinary Shares"), of the issuer and have no expiration date. On March 31, 2023, the reporting person elected to convert 1,968,749 of its Class B Ordinary Shares into shares of Class A Ordinary Shares.
- [F2]The securities reported herein are held of record by U.N. SDG Support LLC (the "Sponsor"). Charles Ratelband, a director and executive chairman of the issuer, is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. As such, Mr. Ratelband may be deemed to possess beneficial ownership of the securities held directly by the Sponsor. Mr. Ratelband disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Documents
Issuer
ClimateRock
CIK 0001903392
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001903393
Filing Metadata
- Form type
- 4
- Filed
- Apr 10, 8:00 PM ET
- Accepted
- Apr 11, 9:52 PM ET
- Size
- 9.8 KB