4//SEC Filing
TRAVERS JAMES M 4
Accession 0001213900-22-082394
CIK 0001822359other
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 9:15 AM ET
Size
10.3 KB
Accession
0001213900-22-082394
Insider Transaction Report
Form 4
DocGo Inc.DCGO
TRAVERS JAMES M
Director10% Owner
Transactions
- Disposition to Issuer
Common Stock
2022-11-04−7,131→ 516,028 total(indirect: By LLC) - Exercise/Conversion
Warrants to purchase Common Stock
2022-09-16−443,432→ 0 total(indirect: By LLC)Exercise: $11.50From: 2021-12-05Exp: 2026-12-05→ Common Stock (99,019 underlying) - Award
Common Stock
2022-09-16+99,019→ 523,159 total(indirect: By LLC)
Footnotes (3)
- [F1]On August 15, 2022, pursuant to the Warrant Agreement, dated October 14, 2020 ("Warrant Agreement"), by and between Issuer and Continental Stock Transfer & Trust Company ("Continental"), Issuer issued a notice of mandatory redemption of all issued and outstanding warrants to acquire Common Stock. On September 16, 2022, immediately prior Issuer's redemption of warrants, Travers Holdings LLC exercised its 443,432 private warrants to acquire common stock on a cashless basis at a conversion ratio of 0.2233 shares of Common Stock per private warrant, as established pursuant to the terms of the Warrant Agreement.
- [F2]Securities are held by Travers Holdings LLC. Mr. Travers and Susan D. Travers are the managers of Travers Holdings and have shared voting and dispositive power over the securities of Issuer held by Travers Holdings. Mr. Travers and Susan D. Travers each disclaim beneficial ownership of these securities except to the extent of any pecuniary interest therein.
- [F3]Pursuant to Section 3.2(c)(i) of the Stock Escrow Agreement, dated August 15, 2021, by and among Issuer, Motion Acquisition LLC, and Continental Stock Transfer & Trust Company (as assigned from time to time), on November 4, 2022, Travers Holdings LLC forfeited 7,131 shares of Common Stock for no consideration.
Documents
Issuer
DocGo Inc.
CIK 0001822359
Entity typeother
Related Parties
1- filerCIK 0001258177
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 9:15 AM ET
- Size
- 10.3 KB