4//SEC Filing
Fu Winston Su-Kee 4
Accession 0001213900-22-024338
CIK 0001498233other
Filed
May 4, 8:00 PM ET
Accepted
May 5, 9:15 PM ET
Size
6.5 KB
Accession
0001213900-22-024338
Insider Transaction Report
Form 4
Cepton, Inc.CPTN
FU WINSTON S
DirectorCFO and Secretary10% Owner
Transactions
- Award
Common Stock
2022-05-03+75,000→ 75,000 total
Holdings
- 16,088,422(indirect: See footnote)
Common Stock
Footnotes (2)
- [F1]The shares of Common Stock are held by LDV Partners Fund I, L.P. The Reporting Person is a managing member of LDV Partners I (GP), Ltd., which is the general partner of LDV Partners Fund I, L.P. The Reporting Person disclaims beneficial ownership of the Common Stock held by LDV Partners Fund I, L.P. except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of the shares of Common Stock for purposes of Section 16 or for any other purpose.
- [F2]The Issuer awarded the Reporting Person 75,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in one installment on May 20, 2023, subject to early termination and adjustment as provided in the applicable award agreement.
Documents
Issuer
Cepton, Inc.
CIK 0001498233
Entity typeother
Related Parties
1- filerCIK 0001225477
Filing Metadata
- Form type
- 4
- Filed
- May 4, 8:00 PM ET
- Accepted
- May 5, 9:15 PM ET
- Size
- 6.5 KB