5//SEC Filing
FinTech Masala, LLC 5
Accession 0001213900-22-001605
CIK 0001777835other
Filed
Jan 10, 7:00 PM ET
Accepted
Jan 11, 8:14 PM ET
Size
13.5 KB
Accession
0001213900-22-001605
Insider Transaction Report
Form 5
FinTech Masala Holdings, LLC
10% Owner
Transactions
- Disposition to Issuer
Class A Common Stock
2021-08-09$12.00/sh−341,804$4,101,648→ 2,608,417 total(indirect: By LLC) - Disposition to Issuer
Class A Common Stock
2021-08-09$12.00/sh−658,196$7,898,352→ 3,848,250 total(indirect: By LLC) - Award
Warrants
2021-06-24+203,333→ 203,333 total(indirect: By LLC)Exercise: $11.50From: 2021-09-29Exp: 2026-06-24→ Class A Common Stock (203,333 underlying)
Cohen Sponsor Interests IV, LLC
10% Owner
Transactions
- Disposition to Issuer
Class A Common Stock
2021-08-09$12.00/sh−658,196$7,898,352→ 3,848,250 total(indirect: By LLC) - Disposition to Issuer
Class A Common Stock
2021-08-09$12.00/sh−341,804$4,101,648→ 2,608,417 total(indirect: By LLC) - Award
Warrants
2021-06-24+203,333→ 203,333 total(indirect: By LLC)Exercise: $11.50From: 2021-09-29Exp: 2026-06-24→ Class A Common Stock (203,333 underlying)
FinTech Masala, LLC
10% Owner
Transactions
- Award
Warrants
2021-06-24+203,333→ 203,333 total(indirect: By LLC)Exercise: $11.50From: 2021-09-29Exp: 2026-06-24→ Class A Common Stock (203,333 underlying) - Disposition to Issuer
Class A Common Stock
2021-08-09$12.00/sh−658,196$7,898,352→ 3,848,250 total(indirect: By LLC) - Disposition to Issuer
Class A Common Stock
2021-08-09$12.00/sh−341,804$4,101,648→ 2,608,417 total(indirect: By LLC)
Footnotes (3)
- [F1]Represents shares held directly by FinTech Investor Holdings IV, LLC ("Holdings"), and FinTech Masala Advisors IV, LLC ("Masala"), each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala.
- [F2]On August 9, 2021, the Issuer repurchased an aggregate of 1,000,000 shares of Class A common stock ("Shares"), including 658,196 Shares from Masala and 341,804 Shares from Holdings pursuant to Section 1.3(a) of that certain Sponsor Share Surrender and Share Restriction Agreement (the "Sponsor Share Surrender Agreement"), dated as of December 29, 2020 and amended as of May 4, 2021, by and among PWP Holdings LP, a Delaware limited partnership ("PWP"), the Issuer, Masala, Holdings and the other parties thereto.
- [F3]The warrants to purchase shares of Class A Common Stock of the Issuer became exercisable on the one-year anniversary of the Issuer's initial public offering.
Documents
Issuer
Perella Weinberg Partners
CIK 0001777835
Entity typeother
IncorporatedPA
Related Parties
1- filerCIK 0001768156
Filing Metadata
- Form type
- 5
- Filed
- Jan 10, 7:00 PM ET
- Accepted
- Jan 11, 8:14 PM ET
- Size
- 13.5 KB