4//SEC Filing
Pratt Ryan Michael 4
Accession 0001213900-22-000215
CIK 0001832487other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 3:03 PM ET
Size
16.1 KB
Accession
0001213900-22-000215
Insider Transaction Report
Form 4
Pratt Ryan Michael
DirectorChief Executive Officer
Transactions
- Award
Restricted Stock Unit
2022-01-01+25,000→ 25,000 totalFrom: 2023-01-01→ Common Stock (25,000 underlying)
Holdings
- 5,317,467
Common Stock
- 8,862(indirect: By Spouse)
Stock Option
Exercise: $0.37Exp: 2029-09-11→ Common Stock (8,862 underlying) - 378,131(indirect: By Trust)
Common Stock
- 378,131(indirect: By Trust)
Common Stock
- 378,131(indirect: By Trust)
Common Stock
- 8,862(indirect: By Spouse)
Stock Option
Exercise: $0.24Exp: 2026-10-26→ Common Stock (8,862 underlying) - 3,840(indirect: By Spouse)
Stock Option
Exercise: $0.32Exp: 2028-09-25→ Common Stock (3,840 underlying) - 7,976(indirect: By Spouse)
Stock Option
Exercise: $0.53Exp: 2030-10-30→ Common Stock (7,976 underlying)
Footnotes (9)
- [F1]Shares held of record by the 2021 Irrevocable Trust for Patrick Joseph Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- [F2]Shares held of record by the 2021 Irrevocable Trust for Rachel Katherin Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- [F3]Shares held of record by the 2021 Irrevocable Trust for Nikolas Ryan Pratt u/a dated June 7, 2021, for the benefit of Reporting Person's child. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities on this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- [F4]Each restricted stock unit represents the contingent right to receive one share of Common Stock upon vesting of the unit.
- [F5]The restricted stock units vest as follows: (i) 8,333 on 1/1/2023; (ii) 8,333 on 1/1/2024; and (iii) 8,334 on 1/1/2025, in each case subject to the recipient's continued service through the applicable vesting date.
- [F6]No expiration date.
- [F7]The shares subject to the option are fully vested and exercisable.
- [F8]2,954 of the shares subject to the option vested on 5/4/2020; 2,954 of the shares subject to the option vested on 5/4/2021; and the remaining shares vest in one installment on 5/4/2022, subject to the holder's continued service as of each vesting date.
- [F9]2,659 of the shares subject to the option vested on 5/4/2021; and the remaining shares vest in two equal installments on 5/4/2022 and 5/4/2023, subject to the holder's continued service as of each vesting date.
Documents
Issuer
Guerrilla RF, Inc.
CIK 0001832487
Entity typeother
Related Parties
1- filerCIK 0001891781
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 3:03 PM ET
- Size
- 16.1 KB