4//SEC Filing
Cappell Anthony 4
Accession 0001213900-21-064806
CIK 0001867949other
Filed
Dec 9, 7:00 PM ET
Accepted
Dec 10, 8:46 PM ET
Size
7.1 KB
Accession
0001213900-21-064806
Insider Transaction Report
Form 4
Cappell Anthony
DirectorCo-Chief Executive Officer
Transactions
- Purchase
Common Stock
2021-12-07$16.00/sh+156,250$2,500,000→ 156,250 total
Holdings
- 6,745(indirect: By LLC)
Common Stock
- 6,622(indirect: By LLC)
Common Stock
Footnotes (4)
- [F1]On December 7, 2021, Mr. Cappell purchased 156,250 shares in a private placement offering concurrent with Chicago Atlantic Real Estate Finance, Inc.'s initial public offering.
- [F2]Included in the 6,745 shares are 1,775 shares held directly, and 4,970 shares held through Mr. Cappell's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC
- [F3]Included in the 6,622 shares are 4,677 shares held directly, and 1,945 shares held through Mr. Cappell's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic QP Fund, LLC.
- [F4]All of the shares held by Mr. Cappell are subject to a 180-day lockup that ends on June 5, 2022.
Documents
Issuer
Chicago Atlantic Real Estate Finance, Inc.
CIK 0001867949
Entity typeother
Related Parties
1- filerCIK 0001897431
Filing Metadata
- Form type
- 4
- Filed
- Dec 9, 7:00 PM ET
- Accepted
- Dec 10, 8:46 PM ET
- Size
- 7.1 KB