4//SEC Filing
BEBEL MICHAEL J 4
Accession 0001213900-21-060178
CIK 0001491419other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 9:30 PM ET
Size
9.6 KB
Accession
0001213900-21-060178
Insider Transaction Report
Form 4
BEBEL MICHAEL J
EVP - Corp Devel & Rights Mgmt
Transactions
- Other
Common Stock, $0.001 par value
2021-11-05$2.39/sh−20,670$49,401→ 247,008 total - Exercise/Conversion
Common Stock, $0.001 par value
2021-11-05+41,689→ 267,678 total - Exercise/Conversion
Restricted Stock Units
2021-11-05−41,689→ 41,689 total→ Common Stock, $0.001 par value (41,689 underlying)
Footnotes (3)
- [F1]Restricted Stock Units convert into Common Stock on a one-for-one basis.
- [F2]These Restricted Stock Units (the "RSUs") were granted pursuant to the Reporting Person's Employment Agreement, dated as of January 28, 2019 (the "EA"), and collectively represent the next portion of the unvested RSUs that vested as of August 2021. Each vested RSU was settled by the Issuer on the reported date by delivery to the Reporting Person of one share of the Issuer's common stock. The remaining restricted stock units granted pursuant to the EA vest as provided therein and previously reported on the Reporting Person's Form 4 filed with the U.S. Securities and Exchange Commission on February 8, 2019.
- [F3]On the reported date these shares were sold by the Issuer's broker into the open market solely to satisfy the Reporting Person's required tax withholding in connection with the settlement of the RSUs as reported in this footnote. The sale price represents a weighted average price as multiple executions were involved in completing the sale transaction. Additional detail regarding the individual execution prices is available upon request.
Documents
Issuer
LiveOne, Inc.
CIK 0001491419
Entity typeother
Related Parties
1- filerCIK 0001248062
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 9:30 PM ET
- Size
- 9.6 KB