4//SEC Filing
Apollo Principal Holdings III GP Ltd 4
Accession 0001213900-21-036706
CIK 0001821850other
Filed
Jul 12, 8:00 PM ET
Accepted
Jul 13, 4:30 PM ET
Size
32.3 KB
Accession
0001213900-21-036706
Insider Transaction Report
Form 4
Spartan Acquisition Sponsor II LLC
10% Owner
Transactions
- Other
Class B Common Stock
2021-07-09−1,187,759→ 7,337,241 total→ Class A Common Stock (1,187,759 underlying) - Conversion
Class A Common Stock
2021-07-09+7,337,241→ 7,337,241 total - Conversion
Class B Common Stock
2021-07-09−7,337,241→ 0 total→ Class A Common Stock (7,337,241 underlying)
Footnotes (4)
- [F1]In connection with the closing of the business combination (the "business combination") among Spartan Acquisition Corp. II ("Spartan"), SL Invest I Inc., SL Invest II LLC, SL Financial Investor I LLC, SL Financial Investor II LLC, SL Financial Holdings Inc., SL Financial LLC, Sunlight Financial LLC, FTV-Sunlight, Inc. and Tiger Co-Invest B Sunlight Blocker, LLC, on July 9, 2021, shares of Class B Common Stock held of record by Spartan Acquisition Sponsor II LLC (the "Sponsor") automatically converted into shares of Spartan's Class A Common Stock on a one-for-one basis. Upon consummation of the business combination, Spartan changed its name to "Sunlight Financial Holdings Inc."
- [F2]See Exhibit 99.1.
- [F3]Immediately prior to the closing of the business combination, the Sponsor automatically and irrevocably surrendered and forfeited to Spartan, for no consideration and as a contribution to Spartan's capital, 1,187,759 shares of Class B Common Stock.
- [F4]The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of Spartan's initial business combination on a one-for-one basis and had no expiration date.
Issuer
Sunlight Financial Holdings Inc.
CIK 0001821850
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001566491
Filing Metadata
- Form type
- 4
- Filed
- Jul 12, 8:00 PM ET
- Accepted
- Jul 13, 4:30 PM ET
- Size
- 32.3 KB