4//SEC Filing
Industry Ventures Tech Buyout, LP 4
Accession 0001213900-21-020273
CIK 0001839132other
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 9:53 PM ET
Size
15.0 KB
Accession
0001213900-21-020273
Insider Transaction Report
Form 4
Industry Ventures Tech Buyout, LP
10% Owner
Transactions
- Other
Class B Ordinary Shares
2021-04-02−500,000→ 8,050,000 total→ Class A Ordinary Shares (500,000 underlying)
HGGC PATHFINDER HOLDINGS I, LLC
10% Owner
Transactions
- Other
Class B Ordinary Shares
2021-04-02−500,000→ 8,050,000 total→ Class A Ordinary Shares (500,000 underlying)
IV TECH BUYOUT GP, LLC
10% Owner
Transactions
- Other
Class B Ordinary Shares
2021-04-02−500,000→ 8,050,000 total→ Class A Ordinary Shares (500,000 underlying)
Pathfinder Acquisition LLC
10% Owner
Transactions
- Other
Class B Ordinary Shares
2021-04-02−500,000→ 8,050,000 total→ Class A Ordinary Shares (500,000 underlying)
ARROWHEAD HOLDINGS, LLC / NEW
10% Owner
Transactions
- Other
Class B Ordinary Shares
2021-04-02−500,000→ 8,050,000 total→ Class A Ordinary Shares (500,000 underlying)
Footnotes (4)
- [F1]As described in the issuer's registration statement on Form S-1 (File No. 333-252498) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
- [F2]This Form 4 reflects the automatic surrender to Pathfinder Acquisition Corporation (the "issuer") of 500,000 shares of the issuer's Class B common stock, par value $0.0001 per share, for no consideration by the reporting person pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriters of the issuer's initial public offering to purchase additional units.
- [F3]The Class B ordinary shares are owned directly by Pathfinder Acquisition LLC, a Delaware limited liability company (the "Sponsor"). The board of managers of the Sponsor exercises voting and dispositive power over all securities held by the Sponsor. HGGC Pathfinder Holdings I, LLC ("HGGC Holdings") has the power to appoint three members to the board of managers of the Sponsor. Arrowhead Holdings, LLC ("Arrowhead") has the power to appoint a member to the board of managers of the Sponsor. Industry Ventures Tech Buyout, LP ("Tech Buyout") has the power to appoint two members to the board of managers of the Sponsor, IV Tech Buyout GP, LLC ("Tech Buyout GP") is the general partner of Tech Buyout and has the power to direct the affairs of Tech Buyout.
- [F4](continued from footnote 3) Accordingly, each of HGGC Holdings, Arrowhead, Tech Buyout and Tech Buyout GP may be deemed to share dispositive power over the securities held by the Sponsor, and thus, may be deemed to be the beneficial owners of these securities. Each of HGGC Holdings, Arrowhead, Tech Buyout and Tech Buyout GP disclaims beneficial ownership of any securities held by the Sponsor except to the extent of such entity's pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
Pathfinder Acquisition Corp
CIK 0001839132
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001750697
Filing Metadata
- Form type
- 4
- Filed
- Apr 4, 8:00 PM ET
- Accepted
- Apr 5, 9:53 PM ET
- Size
- 15.0 KB