4//SEC Filing
BRC Partners Opportunity Fund, LP 4
Accession 0001213900-21-016437
CIK 0001178697other
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 6:36 PM ET
Size
29.3 KB
Accession
0001213900-21-016437
Insider Transaction Report
Form 4
B. Riley Financial, Inc.
10% Owner
Transactions
- Sale
Common Stock
2021-03-16$1.00/sh−4,832$4,818→ 25,119 total(indirect: By Bryant R. Riley, as UTMA custodian for Abigail Riley) - Sale
Common Stock
2021-03-17$0.94/sh−817$766→ 24,303 total(indirect: By Bryant R. Riley, as UTMA custodian for Charlie Riley) - Sale
Common Stock
2021-03-17$0.94/sh−817$766→ 24,303 total(indirect: By Bryant R. Riley, as UTMA custodian for Eloise Riley) - Sale
Common Stock
2021-03-16$1.00/sh−4,832$4,818→ 25,120 total(indirect: By Bryant R. Riley, as UTMA custodian for Charlie Riley) - Sale
Common Stock
2021-03-17$0.94/sh−817$766→ 24,303 total(indirect: By Bryant R. Riley, as UTMA custodian for Susan Riley) - Sale
Common Stock
2021-03-17$0.94/sh−817$766→ 24,302 total(indirect: By Bryant R. Riley, as UTMA custodian for Abigail Riley) - Sale
Common Stock
2021-03-16$1.00/sh−4,832$4,818→ 25,120 total(indirect: By Bryant R. Riley, as UTMA custodian for Susan Riley) - Sale
Common Stock
2021-03-16$1.00/sh−4,832$4,818→ 25,120 total(indirect: By Bryant R. Riley, as UTMA custodian for Eloise Riley)
Holdings
- 1,139,085
Common Stock
- 3,560,167(indirect: By LLC)
Common Stock
- 5,740,325(indirect: By BRC Partners Opportunity Fund, L.P.)
Common Stock
Footnotes (2)
- [F1]This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor ("BRCM"), B. Riley Principal Investments, LLC, a Delaware limited liability company ("BRPI"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI.
- [F2]Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the "B. Riley Entities") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
Documents
Issuer
SONIM TECHNOLOGIES INC
CIK 0001178697
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001642765
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 6:36 PM ET
- Size
- 29.3 KB