BRC Partners Opportunity Fund, LP 4

Accession 0001213900-21-015456

CIK 0001178697other

Filed

Mar 14, 8:00 PM ET

Accepted

Mar 15, 6:58 PM ET

Size

33.7 KB

Accession

0001213900-21-015456

Form 4

Period: 2021-03-11

10% Owner

Transactions

Sale
Common Stock
2021-03-11$1.06/sh−1,310,832$1,394,463→ 5,809,493 total(indirect: By BRC Partners Opportunity Fund, L.P.)
Sale
Common Stock
2021-03-12$0.97/sh−66,168$63,859→ 5,743,325 total(indirect: By BRC Partners Opportunity Fund, L.P.)
Sale
Common Stock
2021-03-12$0.99/sh−100,000$99,140→ 46,667 total(indirect: By Bryant R. Riley, as UTMA custodian for Susan Riley)
Sale
Common Stock
2021-03-12$0.99/sh−100,000$99,140→ 46,667 total(indirect: By Bryant R. Riley, as UTMA custodian for Charlie Riley)
Sale
Common Stock
2021-03-12$0.99/sh−100,000$99,140→ 46,667 total(indirect: By Bryant R. Riley, as UTMA custodian for Eloise Riley)
Sale
Common Stock
2021-03-12$0.99/sh−100,000$99,140→ 46,666 total(indirect: By Bryant R. Riley, as UTMA custodian for Abigail Riley)
Sale
Common Stock
2021-03-13$1.00/sh−3,000$3,003→ 5,740,325 total(indirect: By BRC Partners Opportunity Fund, L.P.)
Sale
Common Stock
2021-03-13$1.01/sh−16,715$16,854→ 29,952 total(indirect: By Bryant R. Riley, as UTMA custodian for Susan Riley)
Sale
Common Stock
2021-03-13$1.01/sh−16,715$16,854→ 29,952 total(indirect: By Bryant R. Riley, as UTMA custodian for Charlie Riley)
Sale
Common Stock
2021-03-13$1.01/sh−16,715$16,854→ 29,952 total(indirect: By Bryant R. Riley, as UTMA custodian for Eloise Riley)
Sale
Common Stock
2021-03-13$1.01/sh−16,715$16,854→ 29,951 total(indirect: By Bryant R. Riley, as UTMA custodian for Abigail Riley)

Holdings

Footnotes (2)

[F1]This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley Capital Management, LLC, a New York limited liability company, a registered investment advisor ("BRCM"), B. Riley Principal Investments, LLC, a Delaware limited liability company ("BRPI"), and Bryant R. Riley. BRPGP is a subsidiary of BRCM and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of BRPI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRPI.
[F2]Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRPLP, and BRPI. Each of BRF, BRPLP, BRPGP, BRCM, and BRPI (collectively, the "B. Riley Entities") and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.

Documents

1 file

SONIM TECHNOLOGIES INC

CIK 0001178697

Entity typeother

IncorporatedDE