Forman Alan N 4
4 · B. Riley Financial, Inc. · Filed Feb 19, 2021
Insider Transaction Report
Form 4
Forman Alan N
EVP, General Counsel, Sec
Transactions
- Award
Performance Restricted Stock Units
2021-02-17+30,000→ 30,000 total→ Common Stock (30,000 underlying)
Footnotes (1)
- [F1]Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Adjusted Stock Price Hurdle of $76.90 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such Adjusted Stock Price Hurdle is achieved or Change in Control occurs within three (3) years of the grant date.