4//SEC Filing
Cohen & Company, LLC 4
Accession 0001213900-20-044484
CIK 0001829889other
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 8:35 PM ET
Size
8.1 KB
Accession
0001213900-20-044484
Insider Transaction Report
Form 4
Cohen & Company, LLC
10% Owner
Transactions
- Other
Class B Common Stock
2020-12-22−23,333→ 5,865,000 total(indirect: By LLC)→ Class A Common Stock (23,333 underlying)
Holdings
- 2,660,000(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (2,660,000 underlying)
Footnotes (3)
- [F1]The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.
- [F2]Forfeiture and cancellation of shares of Class B common stock for no consideration because the underwriters' over-allotment option was not exercised in full.
- [F3]These shares are held directly by one of the issuer's sponsors, Insurance Acquisition Sponsor III, LLC or Dioptra Advisors III, LLC, each of which is managed by the reporting person. The reporting person disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
Documents
Issuer
INSU ACQUISITION CORP III
CIK 0001829889
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001510279
Filing Metadata
- Form type
- 4
- Filed
- Dec 22, 7:00 PM ET
- Accepted
- Dec 23, 8:35 PM ET
- Size
- 8.1 KB