Home/Filings/4/0001213900-20-035663

4//SEC Filing

B. Riley Securities, Inc. 4

Accession 0001213900-20-035663

CIK 0001805077other

View on SEC.gov Company Profile

Filed

Nov 5, 7:00 PM ET

Accepted

Nov 6, 7:05 PM ET

Size

36.9 KB

Accession

0001213900-20-035663

Insider Transaction Report

Form 4

Period: 2020-11-04

B. Riley Principal Merger Corp. IIBMRG

B. Riley Financial, Inc.

10% Owner

Transactions

Purchase
Class A Common Stock
2020-11-06$10.25/sh+2,785$28,546→ 1,530,818 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+754,002$7,615,420→ 2,347,930 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-04$10.08/sh+490,000$4,940,572→ 490,000 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+4,900$49,482→ 1,535,718 total(indirect: By B. Riley Securities, Inc.)
Sale
Class A Common Stock
2020-11-06$10.25/sh−740,000$7,585,000→ 1,607,930 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-05$10.10/sh+1,037,633$10,480,301→ 1,527,633 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.11/sh+100$1,011→ 1,527,733 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+10,000$101,000→ 1,545,718 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+300$3,030→ 1,528,033 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.25/sh+48,210$494,153→ 1,593,928 total(indirect: By B. Riley Securities, Inc.)

Holdings

Class A Common Stock
(indirect: By LLC)
650,000
Class A Common Stock
(indirect: By BRC Partners Opportunity Fund, LP)
50,000

B. RILEY PRINCIPAL INVESTMENTS, LLC

10% Owner

Transactions

Purchase
Class A Common Stock
2020-11-06$10.25/sh+2,785$28,546→ 1,530,818 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+10,000$101,000→ 1,545,718 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+300$3,030→ 1,528,033 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-04$10.08/sh+490,000$4,940,572→ 490,000 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-05$10.10/sh+1,037,633$10,480,301→ 1,527,633 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.11/sh+100$1,011→ 1,527,733 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+4,900$49,482→ 1,535,718 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+754,002$7,615,420→ 2,347,930 total(indirect: By B. Riley Securities, Inc.)
Sale
Class A Common Stock
2020-11-06$10.25/sh−740,000$7,585,000→ 1,607,930 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.25/sh+48,210$494,153→ 1,593,928 total(indirect: By B. Riley Securities, Inc.)

Holdings

Class A Common Stock
(indirect: By LLC)
650,000
Class A Common Stock
(indirect: By BRC Partners Opportunity Fund, LP)
50,000

B. Riley Principal Sponsor Co. II, LLC

10% Owner

Transactions

Purchase
Class A Common Stock
2020-11-04$10.08/sh+490,000$4,940,572→ 490,000 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-05$10.10/sh+1,037,633$10,480,301→ 1,527,633 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.11/sh+100$1,011→ 1,527,733 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+300$3,030→ 1,528,033 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.25/sh+2,785$28,546→ 1,530,818 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+4,900$49,482→ 1,535,718 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+10,000$101,000→ 1,545,718 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.25/sh+48,210$494,153→ 1,593,928 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+754,002$7,615,420→ 2,347,930 total(indirect: By B. Riley Securities, Inc.)
Sale
Class A Common Stock
2020-11-06$10.25/sh−740,000$7,585,000→ 1,607,930 total(indirect: By B. Riley Securities, Inc.)

Holdings

Class A Common Stock
(indirect: By BRC Partners Opportunity Fund, LP)
50,000
Class A Common Stock
(indirect: By LLC)
650,000

B. RILEY CAPITAL MANAGEMENT, LLC

10% Owner

Transactions

Purchase
Class A Common Stock
2020-11-06$10.10/sh+300$3,030→ 1,528,033 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+4,900$49,482→ 1,535,718 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+754,002$7,615,420→ 2,347,930 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-05$10.10/sh+1,037,633$10,480,301→ 1,527,633 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.25/sh+2,785$28,546→ 1,530,818 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.25/sh+48,210$494,153→ 1,593,928 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-04$10.08/sh+490,000$4,940,572→ 490,000 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.11/sh+100$1,011→ 1,527,733 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+10,000$101,000→ 1,545,718 total(indirect: By B. Riley Securities, Inc.)
Sale
Class A Common Stock
2020-11-06$10.25/sh−740,000$7,585,000→ 1,607,930 total(indirect: By B. Riley Securities, Inc.)

Holdings

Class A Common Stock
(indirect: By BRC Partners Opportunity Fund, LP)
50,000
Class A Common Stock
(indirect: By LLC)
650,000

BRC Partners Management GP, LLC

10% Owner

Transactions

Purchase
Class A Common Stock
2020-11-06$10.10/sh+300$3,030→ 1,528,033 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+10,000$101,000→ 1,545,718 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.25/sh+48,210$494,153→ 1,593,928 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-04$10.08/sh+490,000$4,940,572→ 490,000 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.11/sh+100$1,011→ 1,527,733 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.25/sh+2,785$28,546→ 1,530,818 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+4,900$49,482→ 1,535,718 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-05$10.10/sh+1,037,633$10,480,301→ 1,527,633 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+754,002$7,615,420→ 2,347,930 total(indirect: By B. Riley Securities, Inc.)
Sale
Class A Common Stock
2020-11-06$10.25/sh−740,000$7,585,000→ 1,607,930 total(indirect: By B. Riley Securities, Inc.)

Holdings

Class A Common Stock
(indirect: By BRC Partners Opportunity Fund, LP)
50,000
Class A Common Stock
(indirect: By LLC)
650,000

BRC Partners Opportunity Fund, LP

10% Owner

Transactions

Purchase
Class A Common Stock
2020-11-05$10.10/sh+1,037,633$10,480,301→ 1,527,633 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+300$3,030→ 1,528,033 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+4,900$49,482→ 1,535,718 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.25/sh+48,210$494,153→ 1,593,928 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+754,002$7,615,420→ 2,347,930 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-04$10.08/sh+490,000$4,940,572→ 490,000 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.11/sh+100$1,011→ 1,527,733 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.25/sh+2,785$28,546→ 1,530,818 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+10,000$101,000→ 1,545,718 total(indirect: By B. Riley Securities, Inc.)
Sale
Class A Common Stock
2020-11-06$10.25/sh−740,000$7,585,000→ 1,607,930 total(indirect: By B. Riley Securities, Inc.)

Holdings

Class A Common Stock
(indirect: By BRC Partners Opportunity Fund, LP)
50,000
Class A Common Stock
(indirect: By LLC)
650,000

B. Riley FBR, Inc.

10% Owner

Transactions

Purchase
Class A Common Stock
2020-11-06$10.11/sh+100$1,011→ 1,527,733 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+10,000$101,000→ 1,545,718 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+754,002$7,615,420→ 2,347,930 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.25/sh+48,210$494,153→ 1,593,928 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-04$10.08/sh+490,000$4,940,572→ 490,000 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-05$10.10/sh+1,037,633$10,480,301→ 1,527,633 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+300$3,030→ 1,528,033 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.25/sh+2,785$28,546→ 1,530,818 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+4,900$49,482→ 1,535,718 total(indirect: By B. Riley Securities, Inc.)
Sale
Class A Common Stock
2020-11-06$10.25/sh−740,000$7,585,000→ 1,607,930 total(indirect: By B. Riley Securities, Inc.)

Holdings

Class A Common Stock
(indirect: By LLC)
650,000
Class A Common Stock
(indirect: By BRC Partners Opportunity Fund, LP)
50,000

RILEY BRYANT R

10% Owner

Transactions

Purchase
Class A Common Stock
2020-11-04$10.08/sh+490,000$4,940,572→ 490,000 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-05$10.10/sh+1,037,633$10,480,301→ 1,527,633 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.11/sh+100$1,011→ 1,527,733 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+300$3,030→ 1,528,033 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+4,900$49,482→ 1,535,718 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+10,000$101,000→ 1,545,718 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.10/sh+754,002$7,615,420→ 2,347,930 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.25/sh+2,785$28,546→ 1,530,818 total(indirect: By B. Riley Securities, Inc.)
Purchase
Class A Common Stock
2020-11-06$10.25/sh+48,210$494,153→ 1,593,928 total(indirect: By B. Riley Securities, Inc.)
Sale
Class A Common Stock
2020-11-06$10.25/sh−740,000$7,585,000→ 1,607,930 total(indirect: By B. Riley Securities, Inc.)

Holdings

Class A Common Stock
(indirect: By BRC Partners Opportunity Fund, LP)
50,000
Class A Common Stock
(indirect: By LLC)
650,000

Footnotes (4)

[F1]BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), is a subsidiary of B. Riley Capital Management, LLC, a New York limited liability company and registered investment advisor ("BRCM"), and is the general partner of BRC Partners Opportunity Fund, LP, a Delaware limited partnership ("BRPLP"). B. Riley Financial, Inc., a Delaware corporation ("BRF"), is the parent company of BRCM. As a result, BRF, BRCM and BRPGP may be deemed to indirectly beneficially own the shares held by BRPLP. BRF is the parent company of B. Riley Securities, Inc., a Delaware corporation ("BRS"). As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS. B. Riley Principal Investments, LLC ("BRPI") is the sole member of B. Riley Principal Sponsor Co. II, LLC (the "Sponsor") and is a wholly-owned subsidiary of BRF. BRPI and BRF may be deemed to indirectly beneficially own the shares held by the Sponsor.
[F2]Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRF, BRS, BRPLP and the Sponsor. Each of BRF, BRPGP, BRCM, BRPLP, BRS, BRPI, the Sponsor and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
[F3]The reported shares of Class A Common Stock are within the Issuer's public units, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-237812) (the "Registration Statement").
[F4]The reported shares of Class A Common Stock are within 650,000 of the Issuer's Private Placement Units, as described under the heading "Description of Securities " in the Issuer's registration statement on Form S-1 (File No. 333- 237812), purchased by the Reporting Persons for $10.00 per Private Placement Unit.

Documents

1 file

4
ownership.xmlPrimary

Issuer

B. Riley Principal Merger Corp. II

CIK 0001805077

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001505748

Filing Metadata

Form type: 4
Filed: Nov 5, 7:00 PM ET
Accepted: Nov 6, 7:05 PM ET
Size: 36.9 KB

View on SEC.gov