3//SEC Filing
Decarbonization Plus Acquisition Sponsor, LLC 3
Accession 0001213900-20-032247
CIK 0001716583other
Filed
Oct 19, 8:00 PM ET
Accepted
Oct 20, 10:51 AM ET
Size
22.9 KB
Accession
0001213900-20-032247
Insider Transaction Report
Form 3
LAPEYRE PIERRE F JR
10% Owner
Holdings
- (indirect: See footnotes)
Class B Common Stock, par value $0.0001 per share
→ Class A Common Stock, par value $0.0001 per share (4,707,802 underlying)
Holdings
- (indirect: See footnotes)
Class B Common Stock, par value $0.0001 per share
→ Class A Common Stock, par value $0.0001 per share (4,707,802 underlying)
RIVERSTONE HOLDINGS LLC
10% Owner
Holdings
- (indirect: See footnotes)
Class B Common Stock, par value $0.0001 per share
→ Class A Common Stock, par value $0.0001 per share (4,707,802 underlying)
LEUSCHEN DAVID M
10% Owner
Holdings
- (indirect: See footnotes)
Class B Common Stock, par value $0.0001 per share
→ Class A Common Stock, par value $0.0001 per share (4,707,802 underlying)
Footnotes (4)
- [F1]The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and has no expiration date.
- [F2]Includes 659,393 shares of Class B Common Stock that are subject to forfeiture if the underwriters in the Issuer's initial public offering of common stock do not exercise their over-allotment option in full.
- [F3]Decarbonization Plus Acquisition Sponsor, LLC is the record holder of the shares reported herein. David M. Leuschen and Pierre F. Lapeyre, Jr. are the managing directors of Riverstone Holdings LLC, which is the sole and managing member of Decarbonization Plus Acquisition Sponsor, LLC.
- [F4]Each of Riverstone Holdings, LLC, Mr. Lesuchen and Mr. Lapeyre may be deemed to have or share beneficial ownership of the common stock held directly by Decarbonization Plus Acquisition Sponsor, LLC. Each such entity or person disclaims any such beneficial ownership of such securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Issuer
Decarbonization Plus Acquisition Corp
CIK 0001716583
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001716580
Filing Metadata
- Form type
- 3
- Filed
- Oct 19, 8:00 PM ET
- Accepted
- Oct 20, 10:51 AM ET
- Size
- 22.9 KB