4//SEC Filing
Brown Dennis M 4
Accession 0001213900-20-016299
CIK 0001498382other
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 4:07 PM ET
Size
11.2 KB
Accession
0001213900-20-016299
Insider Transaction Report
Form 4
Brown Dennis M
DirectorChief Scientific Officer10% Owner
Transactions
- Award
Options (Right to Buy)
2020-06-26+52,756→ 100,000 totalExercise: $0.61Exp: 2029-09-05→ Common Stock (52,756 underlying) - Other
Common Stock
2020-06-30+17→ 6,011 total - Award
Options (Right to Buy)
2020-06-26+250,000→ 250,000 totalExercise: $0.73Exp: 2029-11-12→ Common Stock (250,000 underlying)
Holdings
- 53,750(indirect: See footnote)
Common Stock
Footnotes (6)
- [F1]The shares were issued as dividends on the reporting person's shares of Series B Preferred Stock.
- [F2]Held by Valent Technologies LLC, of which the reporting person is the sole member and owner and holds sole voting and dispositive power over its shares.
- [F3]On September 5, 2019, the reporting person received options to purchase 52,756 shares which were subject to stockholder approval of the increase in the number of shares authorized for issuance under the DelMar Pharmaceuticals, Inc. 2017 Omnibus Equity Incentive Plan, as amended, at the 2020 Annual Meeting of Stockholders. Stockholder approval of the increase was obtained on June 26, 2020.
- [F4]1/6th of the options vested on March 5, 2020 with the remaining shares vesting in equal monthly installments over a period of 30 months commencing on April 5, 2020.
- [F5]On November 12, 2019, the reporting person received options to purchase 250,000 shares which were subject to stockholder approval of the increase in the number of shares authorized for issuance under the DelMar Pharmaceuticals, Inc. 2017 Omnibus Equity Incentive Plan, as amended, at the 2020 Annual Meeting of Stockholders. Stockholder approval of the increase was obtained on June 26, 2020.
- [F6]The options vested based on the achievement of certain clinical milestones.
Documents
Issuer
DelMar Pharmaceuticals, Inc.
CIK 0001498382
Entity typeother
Related Parties
1- filerCIK 0001569520
Filing Metadata
- Form type
- 4
- Filed
- Jun 29, 8:00 PM ET
- Accepted
- Jun 30, 4:07 PM ET
- Size
- 11.2 KB