3/A//SEC Filing
B. RILEY PRINCIPAL INVESTMENTS, LLC 3/A
Accession 0001213900-20-014308
CIK 0001805077other
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 8:29 PM ET
Size
9.6 KB
Accession
0001213900-20-014308
Insider Transaction Report
Form 3/AAmended
B. Riley Financial, Inc.
10% Owner
Holdings
- (indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (4,951,250 underlying)
Footnotes (2)
- [F1]The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333- 237812) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 656,250 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.
- [F2]B. Riley Principal Investments, LLC ("BRPI") is the sole member of B. Riley Principal Sponsor Co. II, LLC (the "Sponsor") and is a wholly-owned subsidiary of B. Riley Financial, Inc. ("BRF"). BRPI and BRF have voting and dispositive power over the securities held by the Sponsor. Each of BRPI and BRF disclaims beneficial ownership over any securities directly held by the Sponsor other than to the extent of any pecuniary interest it may have therein, directly or indirectly.
Documents
Issuer
B. Riley Principal Merger Corp. II
CIK 0001805077
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001776226
Filing Metadata
- Form type
- 3/A
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 8:29 PM ET
- Size
- 9.6 KB