4//SEC Filing
B. Riley FBR, Inc. 4
Accession 0001213900-20-007394
CIK 0000709283other
Filed
Mar 24, 8:00 PM ET
Accepted
Mar 25, 5:29 PM ET
Size
17.0 KB
Accession
0001213900-20-007394
Insider Transaction Report
Form 4
B. RILEY CAPITAL MANAGEMENT, LLC
10% Owner
Transactions
- Purchase
Common Stock
2020-03-25$2.85/sh+20,640$58,824→ 7,976,601 total(indirect: See notes) - Purchase
Common Stock
2020-03-23$1.95/sh+75,000$146,250→ 7,908,387 total(indirect: See notes) - Purchase
Common Stock
2020-03-24$2.56/sh+47,574$122,027→ 7,955,961 total(indirect: See notes)
BRC Partners Management GP, LLC
10% Owner
Transactions
- Purchase
Common Stock
2020-03-24$2.56/sh+47,574$122,027→ 7,955,961 total(indirect: See notes) - Purchase
Common Stock
2020-03-25$2.85/sh+20,640$58,824→ 7,976,601 total(indirect: See notes) - Purchase
Common Stock
2020-03-23$1.95/sh+75,000$146,250→ 7,908,387 total(indirect: See notes)
B. Riley Financial, Inc.
10% Owner
Transactions
- Purchase
Common Stock
2020-03-23$1.95/sh+75,000$146,250→ 7,908,387 total(indirect: See notes) - Purchase
Common Stock
2020-03-24$2.56/sh+47,574$122,027→ 7,955,961 total(indirect: See notes) - Purchase
Common Stock
2020-03-25$2.85/sh+20,640$58,824→ 7,976,601 total(indirect: See notes)
BRC Partners Opportunity Fund, LP
10% Owner
Transactions
- Purchase
Common Stock
2020-03-23$1.95/sh+75,000$146,250→ 7,908,387 total(indirect: See notes) - Purchase
Common Stock
2020-03-25$2.85/sh+20,640$58,824→ 7,976,601 total(indirect: See notes) - Purchase
Common Stock
2020-03-24$2.56/sh+47,574$122,027→ 7,955,961 total(indirect: See notes)
B. Riley FBR, Inc.
10% Owner
Transactions
- Purchase
Common Stock
2020-03-23$1.95/sh+75,000$146,250→ 7,908,387 total(indirect: See notes) - Purchase
Common Stock
2020-03-24$2.56/sh+47,574$122,027→ 7,955,961 total(indirect: See notes) - Purchase
Common Stock
2020-03-25$2.85/sh+20,640$58,824→ 7,976,601 total(indirect: See notes)
Footnotes (3)
- [F1]In addition to B. Riley Financial, Inc., a Delaware corporation ("BRF"), this Form 4 is being filed jointly by BRC Partners Opportunity Fund, L.P., a Delaware limited partnership ("BRPLP"), B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), and B. Riley FBR, Inc., a Delaware corporation ("BRFBR" and collectively, the "Filing Persons").
- [F2]BRPGP is a subsidiary of BRCM, a registered investment advisor, and is the general partner of BRPLP. BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the securities held by BRPLP. BRF is the parent company of BRFBR. As a result, BRF may be deemed to indirectly beneficially own the securities held by BRFBR. Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of Common Stock ("Common Stock") of Quantum Corporation, a Delaware corporation (the "Issuer"), reported herein except to the extent of its pecuniary interest therein.
- [F3]Represents shares of Common Stock owned directly by BRPLP.
Documents
Issuer
QUANTUM CORP /DE/
CIK 0000709283
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001505748
Filing Metadata
- Form type
- 4
- Filed
- Mar 24, 8:00 PM ET
- Accepted
- Mar 25, 5:29 PM ET
- Size
- 17.0 KB