4//SEC Filing
Hao Chun Yi 4
Accession 0001213900-20-004853
CIK 0001760683other
Filed
Feb 25, 7:00 PM ET
Accepted
Feb 26, 6:13 PM ET
Size
7.9 KB
Accession
0001213900-20-004853
Insider Transaction Report
Form 4
Hao Chun Yi
DirectorChairman and CFO10% Owner
Transactions
- Purchase
Ordinary Shares, no par value
2020-02-24$10.00/sh+167,000$1,670,000→ 1,667,000 total(indirect: By Double Ventures Holdings Limited)
Holdings
- 1,026,000
Ordinary Shares, no par value
- 750,000(indirect: By Navy Sail International Limited)
Ordinary Shares, no par value
Footnotes (4)
- [F1]These shares are underlying units (each unit consisting of one ordinary share, one right entitling the holder to receive one tenth (1/10) of one ordinary share and one warrant entitling the holder to purchase one-half (1/2) of one ordinary share) acquired by Double Ventures Holdings Limited (the "Sponsor") pursuant to pursuant to a unit subscription agreement dated February 24, 2020 by and between the Sponsor and the issuer.
- [F2]The Reporting Person is the sole officer and director of the Sponsor and owns 33.3% of the Sponsor and shares voting and investment discretion with respect to the ordinary shares held by the Sponsor. Accordingly, the Reporting Person may be deemed to have or share voting and investment discretion with respect to the ordinary shares held by the Sponsor.
- [F3]The Reporting Person is the sole officer and director of Navy Sail International Limited. Navy Sail International Limited is indirectly owned by the Reporting Person, along with certain other individuals, including the son of the Reporting Person. None of such individuals directly owns these ordinary shares. However, each has a pecuniary interest in such ordinary shares of the issuer through his respective indirect ownership of the equity interests of Navy Sail International Limited. As a result, the Reporting Person may be deemed to share voting and investment discretion with respect to the ordinary shares held directly by Navy Sail International Limited.
- [F4]The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Documents
Issuer
East Stone Acquisition Corp
CIK 0001760683
Entity typeother
Related Parties
1- filerCIK 0001355497
Filing Metadata
- Form type
- 4
- Filed
- Feb 25, 7:00 PM ET
- Accepted
- Feb 26, 6:13 PM ET
- Size
- 7.9 KB