4//SEC Filing
Mutrie James E. 4
Accession 0001213900-19-018708
CIK 0001777393other
Filed
Sep 22, 8:00 PM ET
Accepted
Sep 23, 7:19 PM ET
Size
6.5 KB
Accession
0001213900-19-018708
Insider Transaction Report
Form 4
Mutrie James E.
DirectorCCO, GC & Secretary10% Owner
Transactions
- Other
Class B Common Stock
2019-09-09−772,059→ 7,772,941 total(indirect: See footnote)→ Class A Common Stock (772,059 underlying)
Footnotes (3)
- [F1]The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date.
- [F2]The Class B Common Stock owned by NGP Switchback, LLC included up to 1,125,000 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise in full their over-allotment option as described in the Issuer's Registration Statement on Form S-1 (File No. 333-232501). Because the underwriters exercised their over-allotment option in part, NGP Switchback, LLC forfeited 772,059 shares of Class B Common Stock on September 9, 2019 for cancellation by the Issuer.
- [F3]NGP Switchback, LLC is the record holder of the shares reported herein. Mr. Mutrie is a manager and the Chief Commercial Officer, General Counsel and Secretary of NGP Switchback, LLC. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the shares held directly by NGP Switchback, LLC.
Documents
Issuer
Switchback Energy Acquisition Corp
CIK 0001777393
Entity typeother
Related Parties
1- filerCIK 0001609860
Filing Metadata
- Form type
- 4
- Filed
- Sep 22, 8:00 PM ET
- Accepted
- Sep 23, 7:19 PM ET
- Size
- 6.5 KB