4//SEC Filing
B. Riley Principal Sponsor Co., LLC 4
Accession 0001213900-19-016193
CIK 0001759824other
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 4:53 PM ET
Size
19.6 KB
Accession
0001213900-19-016193
Insider Transaction Report
Form 4
B. Riley Principal Sponsor Co., LLC
10% Owner
Transactions
- Sale
Warrants (right to buy)
2019-05-22$0.65/sh−200$130→ 24,300 total(indirect: See footnote)Exercise: $11.50→ Class A Common Stock (200 underlying) - Purchase
Warrants (right to buy)
2019-04-30$0.65/sh+25,000$16,250→ 25,000 total(indirect: See footnote)Exercise: $11.50→ Class A Common Stock (25,000 underlying) - Sale
Warrants (right to buy)
2019-05-16$0.67/sh−300$201→ 24,700 total(indirect: See footnote)Exercise: $11.50→ Class A Common Stock (300 underlying) - Sale
Warrants (right to buy)
2019-05-16$0.67/sh−200$134→ 24,500 total(indirect: See footnote)Exercise: $11.50→ Class A Common Stock (200 underlying) - Sale
Warrants (right to buy)
2019-06-06$0.64/sh−100$64→ 24,200 total(indirect: See footnote)Exercise: $11.50→ Class A Common Stock (100 underlying)
Footnotes (3)
- [F1]The Warrants will become exercisable on the later of (a) 30 days after the completion of an Initial Business Combination (as further described in the Prospectus filed by B. Riley Principal Merger Corp. with the Securities and Exchange Commission on April 9, 2019 (the "Prospectus")) or (b) on April 11, 2020, which is 12 months from the closing of the initial public offering of the Issuer.
- [F2]The Warrants will expire five years after the completion of the Initial Business Combination or earlier upon redemption or liquidation, as further described in the Prospectus.
- [F3]B. Riley FBR, Inc. ("BRFBR") is the direct owner of the warrants. B. Riley Financial, Inc. ("BRF") is the parent company of BRFBR and the sole member of the managing member of B. Riley Principal Sponsor Co., LLC (the "Sponsor") and has voting and dispositive power over the securities held by each of BRFBR and the Sponsor.
Documents
Issuer
B. Riley Principal Merger Corp.
CIK 0001759824
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001772457
Filing Metadata
- Form type
- 4
- Filed
- Aug 15, 8:00 PM ET
- Accepted
- Aug 16, 4:53 PM ET
- Size
- 19.6 KB