4//SEC Filing
Mutrie James E. 4
Accession 0001213900-19-014023
CIK 0001777393other
Filed
Jul 29, 8:00 PM ET
Accepted
Jul 30, 4:55 PM ET
Size
11.0 KB
Accession
0001213900-19-014023
Insider Transaction Report
Form 4
Mutrie James E.
DirectorCCO, GC & Secretary10% Owner
Transactions
- Purchase
Class A Common Stock
2019-07-30$10.00/sh+43,000$430,000→ 43,000 total - Purchase
Private Placement Warrants
2019-07-30$1.50/sh+5,333,333$8,000,000→ 5,333,333 total(indirect: See footnote)Exercise: $11.50→ Class A Common Stock (5,333,333 underlying) - Purchase
Warrants
2019-07-30$10.00/sh+14,333$143,330→ 14,333 total→ Class A Common Stock (14,333 underlying)
Footnotes (5)
- [F1]Includes securities underlying 43,000 units of the Issuer purchased for $10.00 per unit. Each unit consists of one share of the Issuer's Class A common stock and one-third of one redeemable warrant, with each whole warrant entitling the holder thereof to purchase one share of the Issuer's Class A common stock at an exercise price of $11.50 per share. The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering. The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering.
- [F2]The Reporting Person purchased the securities directly from the underwriters in connection with the Issuer's initial public offering.
- [F3]The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination and 12 months from the closing of the Issuer's initial public offering.
- [F4]The warrants will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation, as described in the prospectus for the Issuer's initial public offering.
- [F5]NGP Switchback, LLC is the record holder of the private placement warrants reported herein. Mr. Mutrie is a manager and the Chief Commercial Officer, General Counsel and Secretary of NGP Switchback, LLC. As such, Mr. Mutrie may be deemed to have or share beneficial ownership of the private placement warrants held directly by NGP Switchback, LLC.
Documents
Issuer
Switchback Energy Acquisition Corp
CIK 0001777393
Entity typeother
Related Parties
1- filerCIK 0001609860
Filing Metadata
- Form type
- 4
- Filed
- Jul 29, 8:00 PM ET
- Accepted
- Jul 30, 4:55 PM ET
- Size
- 11.0 KB