4//SEC Filing
Gumaer Andrew 4
Accession 0001213900-19-012908
CIK 0001464790other
Filed
Jul 15, 8:00 PM ET
Accepted
Jul 16, 6:08 PM ET
Size
5.7 KB
Accession
0001213900-19-012908
Insider Transaction Report
Form 4
Gumaer Andrew
DirectorChief Executive Officer10% Owner
Transactions
- Award
Performance Restricted Stock Units
2019-07-12+50,000→ 50,000 total→ Common Stock (50,000 underlying)
Footnotes (1)
- [F1]Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Issuer common stock. The PRSUs will vest upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) or upon a Change in Control (as defined in the 2009 Stock Incentive Plan), provided that such TSR is achieved or Change in Control occurs within three (3) years of the grant date.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0001469265
Filing Metadata
- Form type
- 4
- Filed
- Jul 15, 8:00 PM ET
- Accepted
- Jul 16, 6:08 PM ET
- Size
- 5.7 KB