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4//SEC Filing

Forum Investors II LLC 4

Accession 0001213900-18-014749

CIK 0001741231other

Filed

Oct 30, 8:00 PM ET

Accepted

Oct 31, 7:45 PM ET

Size

8.8 KB

Accession

0001213900-18-014749

Insider Transaction Report

Form 4
Period: 2018-10-31
Transactions
  • Other

    Class B Common Stock

    2018-10-31750,0005,000,000 total
    Class A Common Stock (750,000 underlying)
Footnotes (3)
  • [F1]On October 31, 2018, Forum Investors II LLC (the "Sponsor") forfeited at no cost 750,000 shares of Class B common stock of Forum Merger II Corporation (the "Issuer"), par value $0.0001 per share ("Class B Common Stock"), in connection with the election by the underwriters of the Issuer's initial public offering to decline to exercise an option granted to them to cover over-allotments.
  • [F2]As described in the Issuer's registration statement on Form S-1 (File No. 333-226084) under the heading "Description of Securities--Founder Shares", the shares of Class B Common Stock will automatically convert into shares of Class A common stock at the time of the Issuer's initial business combination, or at any time prior thereto at the option of the holder, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
  • [F3]Forum Capital Management II LLC is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held by the Sponsor. Marshall Kiev and David Boris are the managing members of Forum Capital Management II LLC. As such, Forum Capital Management II LLC, the Sponsor, David Boris and Marshall Kiev may be deemed to have beneficial ownership of the common stock held directly by the Sponsor. Each such entity or person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly.

Issuer

Forum Merger II Corp

CIK 0001741231

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001741230

Filing Metadata

Form type
4
Filed
Oct 30, 8:00 PM ET
Accepted
Oct 31, 7:45 PM ET
Size
8.8 KB