4//SEC Filing
Hamrin Douglas Arthur 4
Accession 0001213900-18-003544
CIK 0001495536other
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 6:20 PM ET
Size
7.8 KB
Accession
0001213900-18-003544
Insider Transaction Report
Form 4
Ener-Core, Inc.ENCR
Hamrin Douglas Arthur
Vice President, Engineering
Transactions
- Purchase
Convertible Senior Secured Note due 2018
2018-03-26Exercise: $2.50From: 2018-03-26Exp: 2018-12-31→ Common Stock (10,111 underlying) - Purchase
Warrant to Purchase Common Stock
2018-03-26+10,111→ 10,111 totalExercise: $1.50From: 2018-03-26Exp: 2023-03-26→ Common Stock (10,111 underlying)
Footnotes (1)
- [F1]On March 26, 2018, the reporting person acquired directly in a private placement (i) a convertible senior secured promissory note in principal amount of $25,278, convertible into shares of the Company's common stock at an initial conversion price of $2.50 per share, and (ii) a five-year warrant to purchase an aggregate of 10,111 shares of the Company's common stock at an exercise price of $1.50 per share.
Documents
Issuer
Ener-Core, Inc.
CIK 0001495536
Entity typeother
Related Parties
1- filerCIK 0001637189
Filing Metadata
- Form type
- 4
- Filed
- Mar 26, 8:00 PM ET
- Accepted
- Mar 27, 6:20 PM ET
- Size
- 7.8 KB