4/A//SEC Filing
Carney Domonic J. 4/A
Accession 0001213900-17-011274
CIK 0001495536other
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 5:03 PM ET
Size
8.3 KB
Accession
0001213900-17-011274
Insider Transaction Report
Form 4/AAmended
Ener-Core, Inc.ENCR
Domonic Carney J
Chief Financial Officer
Transactions
- Purchase
Convertible Senior Secured Note due 2018
2017-09-19Exercise: $2.50From: 2017-09-19Exp: 2018-12-31→ Common Stock (11,111 underlying) - Purchase
Warrant to Purchase Common Stock
2017-09-19+11,111→ 11,111 totalExercise: $1.50From: 2017-09-19Exp: 2022-09-19→ Common Stock (11,111 underlying)
Footnotes (1)
- [F1]On September 19, 2017, the reporting person acquired directly in a private placement (i) a convertible senior secured promissory note in principal amount of $27,778, convertible into shares of the Company's common stock at an initial conversion price of $2.50 per share, and (ii) a five-year warrant to purchase an aggregate of 11,111 shares of the Company's common stock at an exercise price of $1.50 per share
Documents
Issuer
Ener-Core, Inc.
CIK 0001495536
Entity typeother
Related Parties
1- filerCIK 0001390143
Filing Metadata
- Form type
- 4/A
- Filed
- Nov 1, 8:00 PM ET
- Accepted
- Nov 2, 5:03 PM ET
- Size
- 8.3 KB