4//SEC Filing
HAMMONS MICHAEL J 4
Accession 0001213900-17-011272
CIK 0001495536other
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 5:01 PM ET
Size
7.8 KB
Accession
0001213900-17-011272
Insider Transaction Report
Form 4
Ener-Core, Inc.ENCR
HAMMONS MICHAEL J
Director
Transactions
- Purchase
Convertible Senior Secured Note due 2018
2017-11-01Exercise: $2.50From: 2017-11-01Exp: 2018-12-31→ Common Stock (2,222 underlying) - Purchase
Warrant to Purchase Common Stock
2017-11-01+2,222→ 2,222 totalExercise: $1.50From: 2017-11-01Exp: 2022-11-01→ Common Stock (2,222 underlying)
Footnotes (1)
- [F1]On November 1, 2017, the reporting person acquired directly in a private placement (i) a convertible senior secured promissory note in principal amount of $5,556, convertible into shares of the Company's common stock at an initial conversion price of $2.50 per share and (ii) a five-year warrant to purchase an aggregate of 2,222 shares of the Company's common stock at an exercise price of $1.50 per share.
Documents
Issuer
Ener-Core, Inc.
CIK 0001495536
Entity typeother
Related Parties
1- filerCIK 0001580499
Filing Metadata
- Form type
- 4
- Filed
- Nov 1, 8:00 PM ET
- Accepted
- Nov 2, 5:01 PM ET
- Size
- 7.8 KB